Data publikacji: 18 gru 2020
Zakres stron: 107 - 118
DOI: https://doi.org/10.2478/bjals-2020-0023
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© 2021 John Vlahoplus, published by Sciendo
This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivatives 3.0 License.
However, many arguments for the President go further and assert that the Constitution supports or even compels the exclusion.(4) These arguments ignore early federal, state, and colonial immigration and naturalization laws, are inconsistent with fundamental constitutional principles, and threaten longstanding precedents governing birthright citizenship and liability for treason. Some claim that a fundamental principle of consent defines the polity,(5) which has been asserted and discredited in attempts to restrict or eliminate birthright citizenship for U.S.-born children of aliens.(6) The President even cites Vattel, the patron saint of birthers,(7) in an argument related to citizenship.(8) These arguments reach far beyond the apportionment issue and threaten to surreptitiously alter longstanding constitutional law. Consequently, the Supreme Court should disregard them and decide the case on statutory rather than constitutional grounds. If the Court chooses to address the constitutional arguments, however, it should reject them and reliance on Vattel for anything involving or related to U.S. citizenship.
This Article details and rebuts the constitutional arguments of the President and amici. It utilizes only materials and events up to the 1868 ratification of the Fourteenth Amendment because that amendment applies to apportionment and because some Justices may apply an original public meaning approach to interpreting the relevant text.
The President claims that apportionment historically included aliens only “because the law provided them with a direct pathway to citizenship—mainly, an oath of loyalty and five years of residence in the United States,” citing the naturalization Act of Apr. 14, 1802 and statements of members of Congress in 1866.(9) However, that statute and other early federal naturalization acts only authorized naturalization of white immigrants.(10) The President provides no evidence that apportionment historically excluded non-white resident aliens, even though they had no greater pathway to citizenship than unlawfully resident aliens do today.
The President also dismisses “historical evidence about the treatment of aliens” for apportionment purposes, arguing that it “does not and cannot resolve the distinct question whether
The Constitution forbade Congress to prohibit “[t]he Migration or Importation of such Persons as any of the States now existing shall think proper to admit” prior to 1808.(12) Congress exercised its power at the earliest opportunity, prohibiting the entry of Black indentured servants beginning January 1, 1808.(13) Treasury Secretary Cobb explained in 1858 that the statute's language “leaves no doubt” that Congress “intended to provide in the most unequivocal manner against the increase of that class of population by immigration from Africa.”(14) Cobb's views were widely published.(15)
Congress had previously sidestepped the 1808 limitation by federalizing state laws prohibiting the entry of free Blacks. Many states prohibited their entry, and in 1803 some—apparently those that allowed slavery—pushed Congress to incorporate their statutes in federal law.(16)
A congressional bill proposed in February of 1803 would have forbidden anyone to bring, or cause to be brought, any Black person into any state whose law prohibited their entry.(17) Many in Congress supported the bill to protect the country from outlaws, exiles, and “brigands from the West India Islands.”(18) West Indian Brigands were largely freed slaves allied with France who fought the British for independence.(19)
Others members of Congress opposed the bill as unconstitutionally overbroad in “destroying and abridging the rights of free negroes and persons of color, who were citizens of one State,” by preventing their entry into “certain [other] States.”(20) The final act included an exception protecting them and confirming President Jefferson's and Congress's understanding that free Blacks could be citizens. It excepted from its prohibition any Black person who was “a native, a citizen, or registered seaman of the United States.”(21)
Because of these restrictions and the prohibition on slave trading, Treasury Secretary Cobb advised the Charleston collector of the customs in 1858 to refuse a vessel permission to depart for Africa for the purpose of boarding Blacks there and bringing them to the United States.(22) The statutes were critical for the nationwide policy of racial exclusion(23) that they advanced. Not even the later
Congress also considered other restrictions on immigration, including a proposal in 1856 to prevent immigration by foreign criminals and paupers.(25) Although some argue that Congress has no power to prohibit voluntary immigration,(26) it has long been clear that Congress has that power. Any claim that the Fourteenth Amendment was ratified with no awareness of illegal immigration is untenable.
Not all early American immigration restrictions targeted race. A 1782 Virginia statute forbade British subjects to enter the state, declared those who did to be prisoners of war, and required them to be jailed and either exchanged or sent to a British post.(27) A 1783 Virginia statute forbade entry to any American who had fought for the British or had been on or had acted under the direction or authority of the Board of Refugee Commissioners at New York.(28)
In 1786 a group of citizens met in Petersburg, Virginia because “sundry persons” had been residing in the town “above twelve months” contrary to the latter statute, “giv[ing] much uneasiness to a majority of this meeting.”(29) The meeting resolved that “their residence here is illegal” and “that an application ought to be made to the Legislature at the next session praying a revision” of the statute to enforce it.(30) Americans recognized even before the adoption of the Constitution that people can reside here illegally for extended periods contrary to immigration proscriptions. Their usual residence is here, contrary to the President's denials.(31)
Colonial provisions also limited admission of Catholics, Germans, and persons considered to be “indigent or immoral and vicious,” among others.(32) Some feared that the “Peace and Security” might “be endangered by such Numbers of Strangers daily poured in, who being ignorant of our Language & Laws, & settling in a Body together, make, as it were, a distinct People from his Majesties Subjects.”(33) Others feared that large numbers of immigrants with their “superior Industry and Frugality may in Time, out the
The President and his amici argue that unlawfully resident aliens are outside the jurisdiction of the United States,(35) lack allegiance to United States,(36) and must not be allowed “to redistribute ‘political power’ within” the United States through apportionment because that would be “fundamentally antithetical” to principles governing “the sovereign's rights to define the polity (‘the people’).”(37)
These arguments are inconsistent with the legal history of apportionment.(38) They are also inconsistent with the liability of aliens for treason, which requires a violation of allegiance.(39) Finally, they threaten birthright citizenship because a lack of parental allegiance arguably could negate citizenship for children born here.(40)
Unlawfully resident aliens are within the jurisdiction of the United States. As Chief Justice Marshall explained in 1812,
The jurisdiction of the nation within its own territory is necessarily exclusive and absolute. It is susceptible of no limitation not imposed by itself. Any restriction upon it, deriving validity from an external source, would imply a diminution of its sovereignty to the extent of the restriction, and an investment of that sovereignty to the same extent in that power which could impose such restriction.(41)
The claim that the United States lacks jurisdiction over unlawfully resident aliens, or that its jurisdiction over them is only partial,(42) is groundless.
Unlawfully resident aliens also owe allegiance to the United States. Under the common law, both alien friends and alien enemies who are within the realm benefit from the protection of the sovereign and therefore owe allegiance and can be liable for treason,(43) contrary to both the President's views in the current litigation and to the claim of counsel for the President's amici in his attempt to deny birthright citizenship for U.S.-born children of aliens.(44) So too an alien enemy who arrives after hostilities begin in order “to inhabit either as a merchant, dweller, or sojourner . . . because he comes not hither as an enemy, or by way of hostility, but partakes of the king's protection.”(45) Unlawfully resident aliens are violating the immigration laws, of course. But even those who break the law continue to owe allegiance.(46)
Under the same principle, even prisoners of war owe allegiance and can be liable for treason:
[A] prisoner at war is not adhering to the King's enemies, for he is here under protection from the King. If he conspires against the life of the King, it is high treason; if he is killed, it is murder; he does not therefore stand in the same situation as when in a state of actual hostility.(47)
Alien enemies who are in the country owe allegiance even though the nation may choose whether to deport them or allow them to remain. Representative Sewall noted in discussing the controversial alien bill in 1798, for example, that not “all alien enemies shall be sent out of the country; but that persons of that description who are not suspected of being inimical to the interests of this country, shall be protected.”(48)
An alien's allegiance is not limited to the duration of their presence. Aliens—including alien enemies—continue to owe allegiance and be liable for treason after departing the country if they leave family or property behind and thereby continue to benefit from the sovereign's protection.(49)
The President and amici argue further that the Constitution only permits the counting of “inhabitants,” which they define thickly to mean lawfully and permanently resident by reference among other sources to the continental theorist Vattel's understanding of “inhabitants” and “citizens.”(50) But period American usage was broader and acknowledged both temporary and permanent inhabitants.(51) Soldiers were described as inhabitants of the locations in which they were posted.(52) Period statutes described persons who inhabit for as much as seven years or as little as forty days.(53) Many of those who came to the United States in the great wave beginning 1830–50 intended to ultimately return home,(54) and large numbers did—including more than “half of all southern Italians, . . . 64 percent of Hungarians, 59 percent of Slovaks and 40 percent of Germans.”(55)
The Court recently refused to accept thick definitions of words like “elector,” “ballot,” and “vote” in litigation over the electoral college.(56) It should refuse to accept the proffered thick definitions of “inhabitant.” In particular, Vattel is the patron saint of birthers, who assert that his description of the continental rule of
The President asserts that unlawfully resident aliens should not be allowed “to redistribute ‘political power’ within” the United States through apportionment because that would be “fundamentally antithetical” to principles governing “the sovereign's rights to define the polity (‘the people’).”(60) Amici argue that the apportionment must exclude all aliens for the same reason.(61) These are just policy arguments, which a nineteenth-century author set out in strikingly similar terms to try to exclude all aliens from the count that determines apportionment:
[T]he government, being republican, must necessarily be in the hands of the people exclusively; and any participation of unnaturalized aliens in the rights of representation and suffrage would be inconsistent with the nature of the government. It is inconceivable that the American people should have intended to authorize unnaturalized foreigners, in any way, to augment or influence the representative power of any portion of the people; and it is equally inconceivable that they should have intended, in this way, to naturalize all such, and confer on them the rights of citizens, seeing they have expressly provided another mode for the purpose. It is therefore probably true that aliens cannot be counted, either as “free persons” or “other persons,” in apportioning Representatives to “the people of the several States.”(62)
But the Federalist 54 sets out the rationale for counting enslaved people for purposes of apportionment. It applies as well to resident aliens, whether lawfully present or not:
In being protected . . . in his life and in his limbs, against the violence of all others, even the master of his labor and his liberty; and in being punishable himself for all violence committed against others, the slave is no less evidently regarded by the law as a member of the society, not as a part of the irrational creation; as a moral person, not as a mere article of property.(63)
The President attempts to separate the “personhood” of unlawfully resident aliens from their potential status as “inhabitants.”(64) But their legal status makes no difference for apportionment. Their subjection to and advantage from the country's general laws makes each of them “a member of the society” who counts for purposes of apportionment as the Federalist 54 explains. They are indistinguishable from other residents for this purpose.
The constitutional arguments of the President and his amici fail. Apportionment did not historically include aliens because of any path to citizenship. Federal, state, and colonial laws restricted immigration long before 1868. Americans were aware of illegal residence even before the adoption of the Constitution.
Unlawfully resident aliens are within the jurisdiction of and owe allegiance to the United States. They need not be part of the polity to be counted. It is enough that they are members of the society. The Court should decide
No. 20-366 (Oct. 16, 2020).
New York v. Trump, 20-CV-5770 (RCW) (PWH) (JMF) (S.D.N.Y. Sept. 10, 2020) at 85 (excluding them would violate “Congress's delegation of its constitutional responsibility to count the whole number of persons in each State and to apportion members of the House of Representatives among the States according to their respective numbers under 2 U.S.C. § 2a and 13 U.S.C. § 141.”),
President's Memorandum,
President's Memorandum,
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The Schooner Exchange v. McFaddon, 11 U.S. 116, 136 (1812) (Marshall, C.J.).
In critiquing Justice Gray's opinion in
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The Federalist 54 (Alexander Hamilton or James Madison).