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Figure 1

Age distribution of patients in 2,206 incident reports
Age distribution of patients in 2,206 incident reports

Figure 2

ASA physical status classification of patients in 2,206 incident reports
ASA physical status classification of patients in 2,206 incident reports

Figure 3

Model of anesthesia related adverse events in the Perioperative and Anesthetic Adverse Events in Thailand (PAAd Thai) study
Model of anesthesia related adverse events in the Perioperative and Anesthetic Adverse Events in Thailand (PAAd Thai) study

Monitoring equipment used during anesthesia in 2,206 incident reports

Monitoring equipmentn (%)
Pulse oximeter2188 (99.2)
Electrocardiograph2180 (98.8)
Sphygmomanometer (noninvasive blood pressure)2144 (97.2)
Capnometer1789 (81.8)
Spirometer1005 (45.6)
End tidal gas analyzer820 (37.2)
Invasive arterial pressure monitor531 (24.1)
Thermometer476 (21.6)
Central venous pressure catheter402 (18.2)
Oxygen analyzer391 (17.7)
Pulmonary arterial pressure analyzer37 (1.7)
Echocardiograph25 (1.1)
Electroencephalograph12 (0.5)
Cardiac output monitor7 (0.3)

Phase and location of occurrence of incidents (N = 2,206 reports)

n (%)
Phase
 Preinduction112 (5.1)
 Induction496 (22.5)
 Maintenance761 (34.5)
 Emergence152 (6.9)
 Recovery224 (10.2)
 Postoperative 24 h381 (17.3)
Location
 Induction room15 (0.7)
 Operating room1433 (65.0)
 Recovery room235 (14.6)
 Intensive care167 (7.6)
 Delivery room3 (0.1)
 Ward239 (10.8)
 Imaging unit10 (0.5)
 During transportation14 (0.6)
 Others (gastrointestinal endoscopy unit,6 (0.2)

Factors contributing to the incidents (N = 2,206 reports)

Contributing factorsn (%)
Noncompliance with surgical safety checklists35 (1.6)
Inappropriate decision307 (13.9)
Inadequate knowledge125 (5.7)
Inexperience630 (28.6)
Haste188 (8.5)
Fatigue11 (0.5)
Inadequate personnel24 (1.1)
Communication defect86 (3.9)
Not familiar with environment6 (0.3)
Emergency condition418 (18.9)
Inadequate preanesthetic evaluation333 (15.1)
Inadequate preanesthetic preparation116 (5.3)
Inadequate equipment35 (1.6)
Inefficient equipment/monitoring55 (2.5)
Monitor not available8 (0.4)
Error in drug label29 (1.3)
No recovery room4 (0.2)
Blood bank problems21 (1.0)

Factors minimizing incidents in 2,206 incident reports

Factorsn (%)
Compliance with surgical safety checklists105 (4.8)
Having experience995 (45.1)
Experienced assistant736 (33.4)
Vigilance1150 (52.1)
Adequate personnel32 (1.5)
Effective supervision129 (5.8)
Effective communication186 (8.4)
Improvement of training75 (3.4)
Adequate equipment83 (3.8)
Adequate maintenance44 (2.0)
Equipment check up57 (2.6)
Adequate monitoring equipment85 (3.9)
Comply to practice guidelines189 (8.6)
Other58 (2.6)

Critical incidents classified by perioperative periods for 2,206 incident reports and overall incidence

Critical incidents (N = 2,206 reports)Overall
Operative period n (%)Postanesthesia care unit n (%)Postoperative 24h n (%)Total (N = 2,206) n (%)Incidence (95% Cl) per 10,000
Pulmonary aspiration30(1.4)1(0.1)2(0.1)33(11.5)1.36(0.89,1.82)
Suspected pulmonary embolism14(0.6)4(0.2)1(0.0)17(0.8)0.51(0.27,0.75)
Esophageal intubation184(8.3)184(8.3)8.51(7.28,9.74)
Endobronchial intubation24(1.1)24(1.1)1.11(0.67,1.55)
Oxygen desaturation342(15.5)119(5.4)17(0.8)465(21.1)13.95 (12.69,15.00)
Reintubation63 (2.9)113(5.1)66(3.0)240(10.9)11.10(9.70,12.51)
Difficult intubation172(7.8)2(0.1)173 (7.8)8.00(6.81,9.19)
Failed intubation16(0.7)16(0.7)0.74(0.38,1.10)
Total spinal block2(0.1)2(0.1)0.32 (–0.12,0.77)
Awareness during general anesthesia10(0.5)10(0.5)0.41(0.16,0.67)
Coma/cerebrovascular accident/convulsion8(0.4)11(0.5)39(1.8)53 (2.4)1.59(1.16,2.02)
Nerve injury5(0.2)1(0.1)16(0.7)21(1.0)0.63(0.36,0.90)
Transfusion mismatch4(0.2)3 (0.2)7(0.3)0.21(0.05,0.37)
Suspected myocardial infarction/ischemia20(0.9)4(0.2)14(0.6)34(1.5)1.02(0.68,1.36)
Severe arrhythmia467(21.2)467(21.2)14.01 (12.74,15.29)
Cardiac arrest within 24 h255(11.6)9(0.4)272(12.3)519(23.5)15.58(14.24,16.91)
Death within 24 h107(4.9)5(0.3)330(15.0)442(20.0)13.26(12.03,14.50)
Anaphylaxis/anaphylactoidreaction/allergy67(3.0)14(0.6)1(0.0)79(3.6)2.37(1.85,2.89)
Drug error104(4.7)1(0.1)2(0.1)107(4.9)3.21(2.60,3.82)
Equipment malfunction/failure47(2.1)2(0.1)4.7 (2.1)1.41(1.01,1.81)
Anesthesia personnel hazard2(0.1)15 (0.7)17(0.8)0.60(0.34,0.97)
Suspected emergence delirium2(0.1)15 (0.7)17(0.8)0.60(0.34,0.97)
Wrong patient/site/surgery6(0.3)6(0.3)0.18(0.04,0.32)

Immediate and long-term (7-day) outcomes for 2,206 incident reports

n (%)
Immediate outcomes
Complete recovery553 (25.1)
Death432 (19.6)
Major physiological change326 (14.8)
 Respiratory207 (9.4)
 Cardiovascular91 (4.1)
 Neurological66 (3.0)
Cardiac arrest261 (11.8)
Unplanned intensive care unit admission163 (7.4)
Minor physiological change72 (3.3)
Prolonged emergence20 (0.9)
Awareness7 (0.3)
Unplanned hospital admission5 (0.2)
Other79 (3.6)
Long-term (7-day) outcomes
Complete recovery265 (12.0)
Death249 (11.3)
Prolonged hospital stay144 (5.2)
Prolonged ventilator support132 (6.0)
Disability6 (0.3)
Vegetative stage6 (0.3)
Psychic trauma2 (0.1)
Other7 (0.3)

Operation or operative site of surgery in 2,206 incident reports

n (%)
General surgery690 (31.3)
Orthopedic267 (13.0)
Neurosurgery168 (7.6)
Cardiac148 (6.7)
Gynecological137 (6.2)
Otorhinolaryngological127 (5.8)
Thoracic117 (5.3)
Urological111 (4.9)
Endoscopic85 (3.9)
C-section74 (3.4)
Vascular71 (3.2)
Ophthalmological69 (3.1)
Plastic47 (2.1)
Dental24 (1.1)
Intervention24 (1.1)
Minimally invasive19 (0.9)
Diagnostic8 (0.4)
Electroconvulsive2(0.1)
Radiotherapy2(0.1)

Suggested corrective strategy for prevention of occurrence of incidents (N = 2,206 reports)

Factorsn (%)
Compliance with surgical safety checklists114 (5.2)
Compliance with guidelines638 (28.9)
Additional training502 (22.8)
More manpower87 (3.9)
Improvement of supervision497 (22.5)
Improvement of communication209 (9.5)
More equipment76 (3.4)
Equipment maintenance59 (2.7)
Quality assurance activity452 (20.5)
Good referral system33 (1.5)
Other38 (1.7)
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Medicine, Assistive Professions, Nursing, Basic Medical Science, other, Clinical Medicine