Law as a Language, Law as an Art: Reflections on James Boyd White's Keep Law Alive
Publicado en línea: 29 ene 2021
Páginas: 155 - 170
DOI: https://doi.org/10.2478/bjals-2020-0024
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© 2021 H. Jefferson Powell, published by Sciendo
This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivatives 3.0 License.
For almost half a century, the idea of “law and literature” as a serious field of inquiry and debate has been closely linked with James Boyd White, whose pathbreaking book
In his recent book
At the same time, I can imagine a skeptic, and not necessarily someone simply being captious, asking just what White, or I, can possibly mean. After all, it is hardly the case that public life in the United States lacks for arguments over law, invocations of law, threats of legal action, accusations and counter-accusations of law-breaking. Depending on the critic and the particular controversy in view, the institutions of law—courts, the profession, the police, even (occasionally) law teachers and law schools—are praised or damned with tedious regularity. But even the negative commentary generally assumes that law and the judiciary are highly significant factors in the life of the nation. Concern about the law isn’t limited, furthermore, to talking heads or opinion columnists: it is widely believed that significant numbers of voters care enough about who fills federal judgeships to choose a presidential candidate on that basis. Law in some sense is alive and well. So just what is this “law” that White warns us is under threat and may disappear, that we must take steps to keep alive?
The answer that
When I was an undergraduate I studied Greek, and I found myself asking questions like the following: … What are the forms of thought and imagination that this language invites and makes possible? What, in short, can be said and done in this language that cannot be said and done in English? When I came to law school I felt that in learning law I was also learning a new language. It was like learning Greek, except that it was a language in which to think about and debate important contemporary questions of our shared existence. … The questions I had for it were much the same as those I had about Greek.(6)
In the past, the point of law school was often said to be learning to
As a description, a phenomenology, of what goes on in law school, the image of learning the law as learning a new language seems to me, as a former law student and long-time law teacher, entirely convincing. Even after many years, I recall how difficult it was at first simply to understand what was being said in an opinion or statute, while as a teacher of first-year law students I find it very useful to understand what I am trying to help them do in terms of becoming fluent in a new tongue: I have no direct access to how they are
Earlier in the book, White explained what he means by calling the law a language in a less personal manner: legal knowledge, what one knows as a lawyer, “is a species of cultural competence, like learning a language … for what a lawyer knows at the center is how to speak and write the language of the law, in actual situations in the world—how to use legal language to create legal meaning.”(7) The common non-lawyer belief that “the law” consists of a lengthy list of rules, and that what distinguishes the lawyer from others is that she knows the list's contents, mistakenly treats the law as a closed system of directives that map onto the world in a straightforward manner. In reality, however, law is “an open system, like a language” that creates “a set of possibilities for original thought and expression” and “not only mak[es] creativity possible, but requir[es] it.”(8) Learning a new language enables one to read hitherto inaccessible texts, to express oneself in ways not previously available, but the new language does not dictate what must be said. It expands the new speaker's “set of possibilities” for effective learning, thought and expression, but the speaker must decide what to read and say. In the same way, law as a language makes it possible for the lawyer to address many disputes and issues in the community's life in potentially effective ways, but it does not script for her how she deploys the law's language.
Envisioning law as a language also enables us to see more clearly three other truths about law. First, law cannot be reduced to some other form of human discourse that can tell us what is “really” important or “really” the issue in some controversy. People with appointments on contemporary American law faculties are especially prone to think that law is a façade behind which the real subject matter lurks, waiting to be unveiled by the use of economics, say, or another social science, or some sort of policy study, or history, or a moral philosophy (whether John Locke, John Dewey, or John Rawls). Ideally, the methods and findings of the real discourse simply displace anything that is distinctively legal in the process of decision making.(9) But languages don’t work that way: they require translation rather than substitution. “Neither economics nor sociology nor psychology nor any other field can address, let alone resolve, the distinctive legal questions about the identity and meaning of authoritative texts and about the degree of deference due the judgments of others. … [I]n no case can the language of the external discipline substitute for that of the law; it must be translated into it.”(10) Other fields of knowledge very often have critical roles to play in sound legal thought, but lawyers must translate what they have to contribute before the legal system can make effective use of the contributions. The
Because law can be seen as a language, second, becoming a good lawyer is not a matter of mastering an expansive set of facts about rules as the non-lawyer may imagine—as if one could become fluent in a natural language by memorizing a dictionary and a list of grammatical rules. We know someone truly knows a language when through practice she has become skillful in its use, able to understand nuance and complexity, and in turn to communicate with clarity and beauty. Becoming fluent in the law demands a parallel process of practice at using the words and concepts of the law to answer what White calls “the distinctive legal questions.” And we know someone is a good lawyer when she can address, and give persuasive answers to, complicated questions about the meaning of the law's authoritative texts and relationships among its institutions and speakers. Some law professors who believe in the law-as-façade mistake barely conceal a kind of contempt for colleagues whose expertise lies in the language of the law, but even the less arrogant are committed, by virtue of their understanding of law, to a view of legal education and legal research that relegates distinctively legal knowledge to a secondary role. Seeing law as a language makes the errors in this view obvious.
Understanding law as a language, third, enables us to see that what is problematic or wrong about a flawed legal doctrine or decision is often rooted in the limitations of the linguistic tools lawyers employ. A natural language enables its speakers to see and think and express ideas not available to non-speakers, but by the same token it sets limits to their capacities of thought and imagination. And any language can be used in obfuscating or degrading ways. White illustrates these facts in a powerful chapter on “What's Wrong with Our Talk about Race?” The answer he gives in the end to this question is that “our”—the American, not just the legal—“language of race works like a language of war … since its origins were as a language of war, a language that would justify the war of whites against blacks—their seizure, sale, and total subjugation, by torture and murder if necessary.”(11) Americans cannot speak well about issues involving race because the very language we use, even if we intend to reject racism altogether, has been shaped by the moral horror of chattel slavery. The American language of law has not escaped this profound warping: most of our legal discussion of race employs terms and concepts so abstract that they obscure the unique place in American life played by the enslavement of African Americans and its aftermath of white Americans’ racism toward black Americans.(12) The result is that legal decisions tend to transform questions about “the power of the state to address our gravest and deepest social evil” into calculations about the relative costs and benefits of programs that existing constitutional doctrine does not even allow Americans to discuss in terms of that evil.(13)
The vision of law as a language in
To some degree, the assertion that law is an art works to show what law is
More often, however, White talks about what follows from recognizing law as an art in affirmative terms, and specifically identifies the ways in which the knowledge and practice of law broadens human capacity and human understanding, individually and interpersonally. Except when the term is bandied about as an empty compliment, to call a human activity an
My own sense is that what law calls for in those who practice it, or teach it, or live with it in other ways, is at heart an art, an art of language and composition. The law in this living sense is … an activity of the mind and imagination—a form of life—that has the value of justice at its heart.
[The] kind of knowledge [law] requires and makes possible … is knowledge not just of rules or concepts, but of an art that is essentially literary and compositional in nature.(17)
I will return to White's observation about justice later. For now, let us focus on three other features of law as an art to which these passages point.
First, law is an art of language. That might seem obvious or banal—after all, no one denies that the law uses words—but it is clear here and elsewhere that White is not offering us a truism. Law, he tells us, is an art of language that involves at its heart
That law is an art entails, second, that it is far broader than the austere ratiocination some anti-art visions of law praise. Both the legal speaker and the lawyers who answer or evaluate her work must call on not only the logical and technical skills of the mind, but the creative and intuitive faculties of the imagination. Indeed, for all the traditional talk about thinking like a lawyer, law being a learned profession, and so on, “at its deepest, legal knowledge is imaginative in character.”(21) What lawyers
What is of critical importance and lasting significance about the
For his imagined universe is populated with people who are striving to understand and speak, disagreeing to the point of war, claiming power, asserting truth, and he says that this activity, in which he himself is engaged, in this very paragraph and throughout his work as a Justice, is one that must be in its nature local and provisional. Just when we are most sure we are right, we must recognize that we may be wrong; and not only about matters of truth, as he puts it, but about matters of justice as well.(26)
Almost at the end of
This is a crucial moment in the development of law, as it would be in the making of any composition … from history to philosophy to music or painting; the moment, that is, when a person who is engaged deeply and sincerely, and with an open mind, in a practice of thought and imagination finds unconscious resources within the self that produce a new direction, a change in the way the enterprise is imagined. Holmes does that, not by a kind of leap, but by building on his tradition, which he keeps alive as he remakes it.(27)
Law at its best, law practiced as an art as Holmes wrote his opinions in
In light of White's insistence that law as an art engages more than just the calculating mind, the third aspect of his vision of law is unsurprising. Law as an art is a “form of life,”(28) and to practice law in that manner is to make a deeply personal commitment. One of the most striking aspects of
What I hope comes through more than anything else is the love that I have for the law that I am trying to make real for my reader. It has been a blessing to be able spend my life doing it.
This book is driven by love of something that seems now to be under threat. I do not want to lose it.(29)
Legal writing often aspires to an impersonal and even Olympian tone,(30) but
To speak about loving the law is to invite condescension from those uncomfortable with or dismissive of emotive and self-involving language; to write candidly, as a white American, about white American racism is to risk condemnation from more than one perspective. That Jim White does not hesitate to do so, but in fact repeatedly invites the reader to respond to the person he is showing himself to be,(33) might seem either naïve or courageous.(34) But I think White would respond he could not truly write
At this point, we should turn to the facet of law as an art that I deferred earlier, White's claim that the art of law that is “an activity of the mind and imagination—a form of life—that has the value of justice at its heart.”(35) This claim is central to White's understanding of law as an art, as he makes clear: “the main goal of law is … justice … Justice in fact is part of the definition of law;” the legal tradition is “a continuing and collective effort to imagine justice into reality;” every judicial decision “performs an answer to the question: ‘What are our institutions of justice? How well—how justly—do they work?’”(36) The obvious problem, as White fully recognizes, is that American society is shot through with disagreement over fundamental issues of justice that we have no apparent means of resolving. “There is no arbiter, no one who can tell us that this is truly just, that truly unjust. We are debating competing conceptions of social justice.”(37) How then can American
I do not think White ever fully answers this last question, although as I explain below I think this is a strength, not a weakness or oversight in his book. But first let us see what partial answers
And here, I think, we begin to see part of what it means to say that justice is at the heart of law. One of the questions the young Jim White asked himself as he was learning the language of law is “what will it mean for me to give myself the mind and character of a lawyer, of one who speaks this language?”(40) There is no mystery about the assumption here that language shapes character; to give a painful example, as White shows in his powerful chapter on the American language of race, the ways in which white Americans speak about black Americans, and about race more generally, distort our perceptions, our emotions, and our moral characters. The same is true about misogynistic and xenophobic habits of speech. But not all languages are morally objectionable or problematic,(41) and White believes that law as a language and an art can shape the mind and character in deeply positive ways.
Consider what a skilled litigator must do in building the case for her client. She will argue that the outcome in her client's favor is “required by the law,” and seek to substantiate that claim by offering the strongest possible technical arguments from the relevant statutes and precedents. She will also argue that a decision for her client is “fundamentally just. An argument that … admitted that the result was unjust, would be profoundly incomplete.”(42) But she cannot advance her moral claim by talking about “justice” or “fairness” abstractly; the claim must take account of the institutional context in which legal decisions are made. “We [lawyers] recognize that power and authority are already distributed among many actors, present and past, each of whom has his or her own zone of authority. If made within their jurisdiction, their judgments are entitled to some degree of respect even if we disagree with them—the precise degree of respect being an important question of law and justice.”(43) And she will craft her claims about law and justice on the assumption that the judge will take them seriously, and evaluate their cogency fairly and intelligently rather than treat them as window-dressing for a political or ideological position: “we talk to the judge not as the bundle of prejudices and beliefs and commitments and character traits that form part of his or her character, but as an ideal judge, one who is always seeking to do justice under the law.”(44)
Of course, “[o]ften enough lawyers or judges are thoughtless, crude, unimaginative, inarticulate, and dull.”(45) White is portraying an aspirational ideal, but it is an ideal that can shape, when all goes as it should, the words and actions of the imperfect lawyers and judges who actually make up the legal system. Precisely because she wants to be effective in a practical sense, an able litigator must display respect and even a kind of humility, not only toward the judge in the case, but as well toward the judges, legislators, and others whose decisions and actions make up the legal materials relevant to the case.(46) In doing so, she is acting to that extent as a just person herself—“Justice requires us to find open and respectful ways of imagining ourselves and each other”(47)—and contributing to the culture of respect for all that is central to equal justice under law.(48) And she must assume that it is meaningful to talk about “justice” in a context where there is no preordained agreement about debatable moral issues, and that the ultimate decision will reflect “open-mindedness and intellectual honesty—the core of judicial ethics.”(49) The art of law thus demands that its participants (including judges) embody virtues of good faith and respect for others, and employ the language of justice in explaining their arguments and decisions.(50)
The answer to the young Jim White's question about what learning to speak the law would do to him as a person is that law's language commits one to speaking about, and therefore thinking about, justice. Law's art, furthermore, is “a way of being a grown-up: learning to live in a world in which people think differently from each other and to respect the judgments of those with whom we disagree.”(51) While no lawyer grows completely into the just person the law presupposes, and some do not try at all, the practice of law and the pursuit of justice overlap. And in that overlap we see a justification, in part, for White's claim that justice lies at the heart of law. But only in part. A “real aspiration to achieve justice”(52) is a highly admirable personality trait, but justice is more broadly the central characteristic of a decent and humane society: “nothing is more important to a healthy community than justice.”(53) But one has only to think about the long history of legal discrimination against African Americans to wonder if White is right to say that the goal of American law as an art is justice.
To this concern, I think White does not, and indeed by his own understanding of law and justice
“[I]n the world of theory,” the world in which we can speak about justice in itself or in the abstract, “the rightness of [a particular] result depends upon its congruence with the theory,” and if our particular theory permits, we may be able to give a complete account of what is just and unjust.(56) But “the world constructed by the law is one that distributes the power to decide such questions [of institutional authority and substantive justice] differentially to various public and private agents,” and it is not possible, even in principle, to resolve in advance the tensions and potential conflicts within those legitimate sources of legal authority that will bear on the specific questions law may have to address. A moral theory can be authoritarian and absolute since it rests on “the commitments of those who are persuaded by it,” and one of those commitments may involve rejecting other theories or viewpoints as simply wrong and unreasonable. In contrast, “what the law teaches us is that we live in a world in which different people can have different, decent, and reasonable views [and] that we need a way to respect these views and judge among them fairly, that is, openly and honestly.”(57) Because the law's goal is justice within that world, any specification of what justice requires must recognize that it is provisional and open to further consideration and debate.
White gives ample reasons for pessimism about law's fate,(60) but I think
J
These are, I believe, two of the overarching and unifying themes in the book, but my selection of them for attention in this essay is not a suggestion that other aspects of
W
Fortunately, judges and others who must actually make legal decisions seldom fall into this trap, with the partial exception of those judges who embrace originalism as constitutional dogma as opposed to one of several legitimate tools in constitutional analysis. And even originalist judges generally write opinions and reach decisions that fit within a more traditional common-law style of constitutional law.
“I believe that for most white Americans ‘race’ really refers to the line between white and black.”
The centrality of this image of law is clear from the fact that three of the six chapter titles refer to it.
In his seminal essay on “Law as an Art,” the great constitutional lawyer Charles L. Black, Jr., long ago warned against “the present trend, in some academic circles at least, to discard altogether the traditional techniques of law, and simply to drive toward what is conceived as the right result [and] pass[] over the almost infinitely rich resources of traditional law … in favor of comparatively thin and incomplete systems of thought.” B
Of course law involves the interpretation of authoritative legal texts, which are sometimes Delphic in meaning, as well as the translation into legal terms of non-lawyers’ ordinary English as well as the findings of other disciplines. But even these ostensibly hermeneutical rather than creative tasks are “an activity, that requires its own complex art.”
Abrams v. United States, 250 U.S. 616, 630 (1919) (Holmes, J., dissenting).
This passage, and the quotation from White before the phrase from
I don’t understand White to be putting great weight on the semi-technical sense “form of life” often bears in post-Wittgenstein philosophy, but instead primarily to mean by it something like “moral, emotional, and spiritual mode of living a human life.” But Wittgenstein's usage and what I think White has chiefly in view are not incompatible.
I do not mean to imply that this is always a bad thing. Part of the persuasiveness of a brief, for example, sometimes lies in the way an impersonal tone lends weight to substantive arguments. The adoption of a style that distances the writer from his or her words, furthermore, is logical if one views law as what I’ve called “anti-art,” as the opposite of what White is commending. But of course neither White nor I think that view is correct.
Each chapter ends with a series of questions and suggestions for reflection that are written as direct addresses from White to the individual reader. At the end of the chapter on the American language of race, the questions include “What is your judgment about what I do? If the heart of law lies is a set of responsibilities and practices, how does what I say here define them? … What character and identify do you see in me, as the writer of this chapter.”
My friend and doctoral supervisor, the theologian Stanley Hauerwas, is fond of saying that to speak of a tenured professor displaying courage in something he writes is an oxymoron. I take his point, but at the least it takes a certain degree of fortitude for someone to associate his personal identity with viewpoints that will predictably excite ridicule or invective. Not the least of the many admirable qualities
That White's understanding of justice sees it as reaching substantive issues rather than merely procedural due process is unmistakable throughout
About the language of race, White writes of “the simultaneous moral impossibility of racial thought and its unavoidability” at this point in American history.
On this, see as well White's insightful discussion of the ways in which opposing counsel are “obviously opposed to each other [while they] are also in fact cooperating” when they play their parts properly.
For me, the most poignant expression of this suspicion or fear that law has already died is White's comment about the law professoriate's “almost total silence about law teaching. When I went into law teaching it was with great doubt about whether I would ever write anything, but with great confidence that the teaching of law was itself an activity—an art with a meaning – that could occupy a mind and justify a life. I wonder if anyone thinks that today.”
See especially chapter x, “L
Hope and optimism are not synonyms.