A conference convened on the 80th anniversary of the commencement of the Second World War inevitably draws attention to the huge changes that have occurred in the intervening years in every nation state and in the global judiciary. The war that unfolded after 1939 had a great impact on the entire world, not least on the British Empire and the judiciary that was a jewel in its crown. When the War came to an end, the huge loss of lives, the massive destruction of property, the effective termination of British imperialism and colonialism and the growing scepticism about national and international institutions altered the course of history beyond the expectation of most of the survivors. The end of war revelations of the Holocaust and the other crimes against humanity that shocked the conscience of mankind produced the optimism and determination that led to the creation of the United Nations, the adoption of its
Despite the dangers and uncertainties of the world that followed the Second World War there were definite moments of hope and idealism. True to the aspirations of the P John D. Heydon,
In the midst of the War, the British and American leaders had met on the Atlantic and identified fundamental values amongst the Allied war aims. Not only were those values reflected in the language of the Universal Declaration of Human Rights, G.A. Res. 217 (III), U.N. Doc. A/RES/217(III) (Dec. 10, 1948).
Immediately following the War, and led by Britain, a Council of Europe was created. It gave birth eventually to the M Brexit, the withdrawal of the United Kingdom from membership of the European Union following a vote at a national referendum on 23 June 2016. R. (Miller) v. Prime Minister, [2019] UKSC 41 (Eng.). The reference is to the potential loss of six Irish counties constituting the Province of Northern Ireland in the UK and the potential independence of Scotland and its possible application to re-join the European Union
Three anniversaries in 2019 further reinforced the reminder of just how far the world and the judiciary have changed since the age of the British Empire. In October 2019 India and the wider world remembered the sesquicentenary of the birth in 1869 of M.K. Gandhi, later designated Mahatma (‘Great Soul’). Born into a family of officials of provincial nobility, Gandhi was later admitted to the Bar in London. He became a herald of independence by non-violence, both in South Africa and India.
In April 2019, another anniversary in India was remembered: the massacre at Amritsar. This event represented the dark side of the British Empire. A thousand unarmed protestors were shot at close range by soldiers under British command. The killing shocked Gandhi and many others, convincing them that British subjects in India would have to fight for their independence. They would not receive it on a platter like the settler dominions, as an attribute of their ethnic heritage or nationality status.
In February 2019 a peaceful reminder of the other side of the British Empire was remembered. This was the centenary of the first publication of the
The symbol of an independent judge, uncorrupted, learned in the law and diligent in resolving legal conflicts according to express rules is a feature that remains potent in the 54 nations of the Commonwealth of Nations. Much else has changed. The foreign judges, installed in territories under palm and pine have now been replaced by local lawyers. Unlike Gandhi, they need access to Britain to learn their craft. The independent legal practitioner continues to appear, for the most part still with courage and skill, to contribute to the rule of law. They still play a central role in developing and extending the common law heritage. Academic lawyers play an ever increasing role in questioning, criticizing and stimulating the judiciary in every land of the common law. There are defects and failures evident in these legacies. Every judicial system is to some extent unique with different histories and different needs and opportunities. As well, great achievements have also made in countries that were never part of the British Empire, including by the judges of Brazil, present at this dialogue. However, to identify and explain the challenges of the judiciary in the contemporary world, it will be enough for me to do so by concentrating on the judiciaries of the United Kingdom and the Commonwealth for I know them best.
To understand the challenges to the judges of today, we need to be alive to the origins and traditions of our own judicial family. The judges in this family now share their reasoning and with others no longer subject to Privy Council orders through reports of continuing pages of T Online accessibility to statutory, judicial and other legal sources.
In a world in which so much has changed, therefore, some features continue to afford global links to permit the sharing of judicial experience, innovation and encouragement. The history of the English-speaking judiciary is a special story. Its record is not unblemished. However, even today judges of this tradition exchange ideas and experiences by addressing the universal challenges that judges face in today's world and by explaining and reasoning to their conclusions in a substantially common style and in a language that, with the law, constitute some of the most beneficial shared experiences of this judicial tradition. In a world of declining multilateralism, this is a link worth preserving.
To defend the rule of law, to uphold universal human rights and to strive for justice, it is not sufficient for nations simply to provide institutions called “courts”, headed by officials called “judges”. It is essential that the persons so designated should have the qualities that make them worthy of that title and conscious of the best traditions of their forebears. This represents a further ongoing challenge to the judiciary in the 21st Century.
At the beginning of the twenty-first Century, a Judicial Integrity Group (JIG), comprising Chief Justices and other senior judges from many lands, adopted a set of principles, called in the U.N. Office on Drugs and Crime (UNODC),
The Judicial Integrity Group (JIG) which developed these Many States of the United States of America provide for the election of State judges and some for ‘recall’ of judges by popular vote.
Because of the constitutional importance of judges, strict rules and procedures need to be observed governing any removal of a judge from office. In many Commonwealth countries, these rules follow the British constitutional procedures, limiting removal of appointed judges to narrow grounds (proved incapacity or misconduct) and requiring the adoption of resolutions for that purpose by Parliament.
In the United States of America, impeachment and removal after trial in Congress follows, in substance, a rule established in the “Glorious Revolution” in England in 1688. However, in many jurisdictions tenure is less well protected. In some states, judges must submit to re-election in order to remain in office. In other states they may be subjected to procedures of electoral recall by popular vote. Such procedures constitute a challenge for judicial independence. Removals of judges are sometimes politically motivated, constituting retaliation against the conscientious and independent discharge of judicial authority. Kirby, As in the treatment of Venezuelan Judge Maria Lourdes Afiuni and others. Int’l Comm’n of Jurists,
Apart from tenure of the judiciary, the rule of law requires obedience to judicial orders, including by the Government. It also requires procedures for complaint and discipline where these are provided by law. In many countries the judiciary is poorly paid and grossly overworked. In a number of countries, appointed judges have effectively been removed from office by the reconstitution of their courts or tribunals. Purported attempted reconstitution of the Polish Constitutional Court.
The activities of the International Commission of Jurists, Human Rights Watch, the Human Rights Institute of the International Bar Association and other bodies have been energetic in defending and seeking to protect judges, and also prosecutors and other independent lawyers, in the discharge of their duties. The very nature of the judicial office is that it is liable, virtually every day, to make decisions that disappoint at least some parties to the litigation. The numbers of governmental attacks on judges have increased in recent years. Instances in Venezuela, Turkey, Hungary and Poland spring to mind.
In India, a constitutional requirement for the government to “consult” with designated judges on appointments to be made to the Supreme Court of India and the high courts of the States has been interpreted to mean that governments must secure concurrence of the judiciary to appointments that the judges favour. Whilst this may not have been the initial intent of the constitutional requirement and whilst concurrence may have certain disadvantages, the virtual veto that this requirement imposes on political appointments of judges does restrain politicization of the judiciary and cronyism in appointments. For the UNODC and UNDP (United Nations Development Programme) initiatives on judicial integrity 2018 see
These new initiatives are expanding and elaborating the The UNDP has initiated a regional network on judicial integrity for the ASEAN Region 2018.
Whereas the traditional view of the common law tradition of law was that the rights of individuals were best preserved by judicial decisions in contested cases (or by legislation as a secondary source of law) there were a number of statements of basic guiding principles over the long course of English legal history. These included the promises of King John in The first ten amendments to the United States Constitution were added on Dec. 15, 1791.
The American attempt to express fundamental principles in a symbolic document was copied by France during the French Revolution at about the same time. D Included in the Constitution of the Irish Free State (Eire) (Ireland), adopted 1922; and in the Constitution of India (1950).
Such statements of fundamental rights challenged the notion of parliamentary sovereignty in that they stated universal principles which the courts were required to interpret, define and enforce. They were to do so, in the face of legislative inaction, indifference or hostility.
Inevitably, the judicial determination of cases in these areas occasionally led to resistance and attacks aimed at the judiciary. Even in countries which had enjoyed effective constitutional courts which had been respected by impartial observers, political viewpoints sometimes clashed with judicial rulings. In consequence, retaliation against judges whose rulings were unpopular led to various forms of retaliation. These included attempts to force the forced retirement or removal from office of judges whose opinions were unpopular with elected politicians or those of like mind.
A flashpoint of litigation of this kind concerned the implementation of treaties laying down human rights protections for a particularly unwelcome minority, such as migrants and refugee applicants. Even Australia, normally a county that has observed universal human rights requirements, introduced laws redefining the nation's “migration zone”. It also introduced policies diverting would-be arrivals to specially unpleasant places of detention in other countries. Inferentially, these places were chosen to deter the flow of refugee applicants by making the conditions of detention inhospitable, unpleasant and sometimes unsafe. As in cases brought in reliance on the Refugees Convention and Protocol referred to in the
Judges in national courts and international tribunals were sometimes attacked for their rulings on the human rights of various claimants. Prime Minister David Cameron of the United Kingdom was specially critical of a decision of the European Court of Human Rights concerning the entitlement of certain prisoners to enjoy the right to vote in national elections. Hirst v. United Kingdom (No 2) (2005) 42 Eur. Ct. H.R. 41. Mr Cameron threatened to ignore the ruling of the European Court of Human Rights. Sauvé v. Canada [1993] 2 S.C.R. 438; [2002] 3 S.C.R. 519,585 [119]; 2002 S.C.C. 68 (Can.).
When, in the Australian case concerning the requirements of the Australian Constitution the judges in the majority made reference to the decisions on the same subject in Europe and in Canada, one judge voiced strong opposition. Michael D. Kirby, International Law—The Impact on National Constitutions, 21 A
In June 2018, having lobbied successfully to be elected to the United Nations Human Rights Council, the United States opted to resign from membership. Subsequently, the U.S. Secretary of State, Mr Mike Pompeo, established an Executive Commission to redefine human rights according to “natural law” principles. Carol Giacomo, Editorial, A New Trump Battleground: Defining Human Rights, N.Y. T Mrs. Eleanor Roosevelt, widow of President F.D. Roosevelt, chaired the committee that drafted the UDHR. Calls for systemic improvement to the UDHR, especially the complaints mechanism, have been made within the UN system but without result. The language of the
A new assertiveness on the part of Faith organisations and religious believers in the United States and Australia appears likely to confront the judiciary in many lands with new challenges arising from the clash between protections claimed by other minorities and the new assertiveness of religious adherents. In Australia also there are many new advocates of “religious liberty” and the need for greater protection.
A connected challenge for the judiciary seems likely to arise from those who question the extent and existence of universal principles of human rights and whether each nation and community is entitled to define for itself the rights that it will accord to those living under its laws.
In the past, such issues have arisen before the judiciary in many communities with immigrants concerned over the issues of race. The UDHR declares in article 1 that “All persons are born free and equal in dignity and rights”. Universal Declaration of Human Rights. G.A. Res. 217A, U.N. GAOR, 3d Sess., 1st plen. mtg., U.N. Doc. A/810 (Dec. 12, 1948), Art. 1. Stephen Gageler, Equal Protection Clause, U.S. Const., amend. XIV §1 cl. 4 (1868); Korematsu v. United States, 323 U.S. 214 (1944).
In Australia, lacking any equal protection guarantee, relief from racial discrimination rarely came from the courts. However, because the British Empire contained millions of British subjects of non-Caucasian ethnicity, the officials in Whitehall were constantly seeking to discourage colonial legislatures from the worst forms of racial discrimination. Eventually, copying a precedent derived from California and Durban, South Africa, Australia introduced a “dictation test”. Although ostensibly racially neutral, the application to immigrants of an obligation to satisfy a dictation test in a “modern European language” became the means of enforcing the White Australia policy. That policy lasted in Australia until 1966. The judiciary could do little about it. For the most part, the policy was supported by most of the population. Racial discrimination towards migrants, and also towards indigenous peoples, survived into the current age. Eventually, the judiciary in South Africa proved incapable of stemming of tide of racial apartheid. Michael D. Kirby,
A most egregious instance of racial discrimination in Australia was the refusal to respect the rights to traditional lands of the Indigenous peoples. Cooper v Stuart (1889) 14 App. Cas. 286 (JCPC). (1992) 175 CLR 1. See e.g.
The extent to which universal or global principles of human rights exist and are taken into account by analogical reasoning of the judges in the definition of municipal law is a controversial question. In countries that have constitutional or statutory principles of human rights it is not unusual for reference to be made to the developing understanding of what those human rights provide.
However, I do not doubt that this principle will eventually gain universal acceptance. This is because of the functional need of all legal systems to reconcile human rights law and national law, i.e. the basic principles of international law with contemporary municipal legal systems. Kirby,
In earlier decades of the common law, it was commonly denied that judges had any discretion to give effect to basic legal values or to contribute to the resolution of uncertainties unless specifically granted that power by law. Thus it was believed that if judges faithfully observed the correct rules of interpretation and utilized the ordained techniques for finding and applying the applicable rules of law, there was no real ambiguity.
There had always been critics of this theory of the limited judicial role, particularly amongst advocates of a more realistic jurisprudence in Britain (like Jeremy Bentham), in the United States (Dean Roscoe Pound) Dean Roscoe Pound, Address to the American Bar Association Convention 1906, reproduced as J Justice Owen Dixon, Llewellyn's phrase. Lord Reid,
Members of the public, politicians, political scientists and some legal philosophers felt disquieted by too candid an acknowledgement of the creative features of the judicial role. How could this notion be reconciled with the non-political functions of the judge? How could it be consistent with the non-elected judiciary? How should it affect the writing of judicial reasons? How far should judges disclose the values that influenced their decision-making in interpreting ambiguities in a written constitution or enacted statute? Or in re-expressing for new circumstances rules of the common law developed in much earlier times and for significantly different factual circumstances?
There are still advocates of the former theory of judicial decision-making. However, most judges today accept the inescapable element of creativity inherent in the judicial role. Once such creativity is adequately acknowledged, it should encourage increased attention to the backgrounds, experience and values of appointees to judicial office. It should also open up scrutiny of judicial reasoning that goes beyond viewing the role as a purely technical or mechanical one. The greater willingness to examine judicial outcomes and reasons imposes higher burdens on judges; but also on those who appoint them and are served by them.
To the extent that judges are appointed from particular universities, from elite social backgrounds or education in private or religious schools and come from a narrow or privileged experience in the law, this will inescapably affect their decisions. It does not mean that judges who do not acknowledge such considerations are necessarily dishonest or devious. But it does carry lessons for politicians who rightly play a significant part in the nomination of judges concerning the varied qualities that they should seek out in making such appointments.
Some such qualities (like gender) are plain enough. So may be the needs of geographical and educational background. The under-representation of minority racial groups is another matter that needs correction. No one suggests that the judiciary must match exactly the proportions of gays, peoples with disabilities, agnostics or Sikhs in the community. However, given the wide range of decisions that must be made by the judiciary and the general acceptance that values can inescapably affect some decisional outcomes, it is desirable that there should more attention to diversity in the judiciary. This should affect the procedures and outcomes in judicial selection. It seems likely that those considerations will affect the process of judicial recruitment and appointment.
One of the greatest changes that has occurred, affecting the judiciary and legal practice in recent years, is the accessibility of judges and other members of the legal profession to legal data. In part, this has come about because of developments in new information technology. Just a few decades ago, it was often extremely difficult and sometimes expensive or even effectively impossible to be sure that even a conscientious lawyer had access to the accurate current state of statute law and the most up to date judicial decisions relevant to the case in hand. If practitioners did not have such access they were not always able to fully assist the judicial decision-maker in the case. In a federal country, where there are sub-national jurisdictions with laws concurrently applicable to individuals living in the same place, the need for up-to-dateness became specially urgent.
In 1995, a number of Australian legal academics Professor Graham Greenleaf (UNSW); Professor Andrew Mowbray (UTS) and Professor Philip Chung (UNSW).
These developments have afforded great benefits to judges and lawyers which are only just beginning to be felt. However, they also indicate the likelihood of new questions that will have to be addressed by the judiciary in the future:
Whether live proceedings and recordings of trial and appellate courts should be permitted; Whether selectivity of court coverage on the internet should be required; Whether coverage and recording of final court arguments should be facilitated; This is not permitted in the U.S. Supreme Court although recordings of oral argument are retained and may later be released. Filming of argument is available in the Supreme Court of Canada and was permitted in live time by the Supreme Court of the United Kingdom in October 2019. Filming is only permitted in the High Court of Australia on ceremonial occasions, although internal filmed records of argument are retained and written transcripts of argument are published. Whether the appointment of professional media intermediaries (even judicial rapporteurs) should be provided to facilitate reportage and the understanding of judicial work; Whether, and if so to what extent, judges should be encouraged/discouraged from using social media to communicate insights into their lives and values. Or whether this would undermine public confidence which may still thirst for judges whose values and attitudes are treated as immaterial or non-existent.
Information technology has opened up access to traditional textual outcomes (published reasons) of judicial work. Doing so simply suggests further ways in which modern technology can enhance contact with, and understanding of, judges and their role in the courts and in society. Not a few practitioners have concern that the previous traditional remoteness and mystique of judicial office handily covered a multitude of personal imperfections and institutional peculiarities. With greater transparency will come new problems; but probably also enlarged expectations and demands.
Judges work within an institutional setting whose methodology and expectations were substantially fashioned in much earlier times. In all countries the imperfections of litigation practice have led to demands for rapid modernization and improvement. The Civil Justice Council Established under the
In 1988 a distinguished German judge told an Australian legal audience, that the common law system was the Wolfgang Zeidler,
Many governmental functions are now being performed by forms of artificial intelligence. Migration decisions that until quite recently were made by experienced officers at the border are now made by the instantaneous scrutiny of electronic travel documents. Likewise taxation decisions, including the accumulation of computer sources of income and expenses, can utilize efficient and speedy assessments. This would not be possible by purely manual examination of paper documents as in the past.
A major challenge to the efficiency of the judicial system has led to many experiments aimed at tackling the dual problems of costs and delay. These include (1) imposition of limitations on pretrial procedures involving great cost but marginal utility as to outcomes; Hayne,
Of course, we have not yet witnessed the development of machines with a will to do justice or a sensitivity to respond to every complex human rights challenge. To that extent, human decision-making must survive. However, reserving the judicial role to circumstances where it is best deployed or indispensable is likely to be a major challenge for judicial administration in the decades ahead.
No matter how dedicated and gifted contemporary judges may be, the complexity and dimension of many of today's social problems are such that judges cannot tackle them because their processes are too costly and slow. They are therefore frequently confined to smaller and more manageable wrongs. The judiciary's largest challenges today grow out of existential changes in human society, including huge movements of populations; endemic global poverty; climate change and its impacts; and religious, political and racial extremism. In such matters the modern judge may sometimes have a vital role to play. A willingness to innovate and see local problems in the context of large international challenges is an increasing challenge for contemporary judges. Michael D. Kirby,
By chance, in the past 40 years, I have become involved two global pandemics. Each of them has quickly demonstrated the inescapable necessity of multilateral engagement. The nature of a pandemic caused by a virus is that it rapidly moves beyond the national borders of the territory in which it first manifested itself. In large part, this is a result of modern means of rapid human movement, particularly air travel.
Such was the case with the Human Immunodeficiency Virus (HIV) that causes Acquired Immunodeficiency Syndrome (AIDS). Very soon after that virus first appeared in Central Africa, it was too late for attempts to block its spread by the traditional response of quarantine and strict physical isolation. There was just insufficient barbed wire on earth to confine the infected and to prevent HIV from spreading, especially by planes, first to North America, then to Europe and Australasia and finally worldwide. With admirable speed, the World Health Organization (WHO) created the Global Program on AIDS (GPA). It established the Global Commission on AIDS, to which I was appointed. The success of global cooperation through WHO and later the Joint UN program, UNAIDS, came to depend less on the criminal law of punishment or the health law of quarantine than on removal of penal laws and engagement with vulnerable groups at risk of infection and of spreading the virus.
This experience with HIV taught judges, lawyers and even epidemiologists the paradoxical lesson that sometimes effective action relies more on United Nations Development Programme, Global Commission on HIV and the Law, United Nations, Report of the Secretary-General's High-Level Panel on Access to Medicines, Commonwealth of Nations, Eminent Persons Group,
The same lessons were presented to the world soon after the dialogue in Birmingham that gave rise to the lecture on which this article is based. I refer to the outbreak of the novel coronavirus pandemic, reportedly first detected in Wuhan, China, in November 2019. On Chinese sharing of the genetic sequence of COVID-19 see WHO Novel Coronavirus-China,
Although these steps were relatively swift by the standards of a huge global agency, a side issue intervened. President Donald Trump on 14 April 2020 accused China and WHO of serious mismanagement and “covering up of the spread of the coronavirus”. Daniel Victor & Christine Hauser, Anthony Zwi,
Within six months of first engagement, WHO, and the world, were dealing with a pandemic presenting in 188 countries, leading to more than 350,000 deaths, with more than 100,000 deaths in the United States and 37,000 deaths in the United Kingdom. Australia, which followed more closely cautious public health guidance suffered only approximately 100 deaths. This demonstrated that combined national and multilateral responses are vital in the present world for effective control of global pandemics and challenges of a similar kind. The notion that such a challenge could be adequately and effectively controlled by laws and policies of individual nations, however powerful, is contradicted by what COVID-19 has demonstrated to the world. No country is an island, whatever geography might say. If the United Nations did not exist, it would have to be invented for problems like COVID-19. If international law and UN agencies were lacking, the need for them would very soon be felt. This is the world in which national judges and lawyers of today must operate. Blindly asserting unilateralism, and raising political diversions are bound to fail. This is just the nature of the earth that we now inhabit. Politicians, judges, lawyers and citizens must recognize and act on these realities.
Only a decade ago, most judges and lawyers would have agreed with the suggestion of President Obama that the world was on a journey to enlightenment and that its trajectory leads towards the achievement of universal human rights and social progress. Now, in consequence of the contemporary challenges to multilateralism, increases in autocratic government; the rise of racism; and challenges to liberalism, we can no longer be sure that judges of the future will enjoy the optimism, self-assurance and confidence even of the judges of the recent past.
Nevertheless, institutions and laws are often in place to rescue humanity from unhappy outcomes. Dedicated and highly trained judges who are uncorrupted continue to perform their vital functions in preserving the means to decide serious conflicts in society by peaceful, rational and non-violent means. They do so by bringing people every day to justice according to law; by upholding legal provisions protecting universal human rights; and by reaching for the ideals of judicial integrity, transparency, professionalism, efficiency and appropriate accountability to the people whom the judges serve.
There is no room for complacency about the role of the judge in the present world. Yet at least in the countries that trace their legal system to the judiciary of England we have almost a millennium of experience and many fine examples to draw upon. Change is the challenge. Continuity is sometimes wise. Universal human rights and social progress provide the right path. Globalism is increasingly our context. The arc of the moral universe is long; but it still bends in the direction of justice. Senator Barack Obama, Speech at Grant Park, Chicago on the occasion of his election as President of the United States of America, W