Online veröffentlicht: 29. Mai 2020
Seitenbereich: 115 - 142
DOI: https://doi.org/10.2478/bjals-2020-0001
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© 2020 Thomas Halper, published by Sciendo
This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivatives 3.0 License.
Once upon a time, conventional wisdom dictated that the job of the judge was to apply the law objectively, impartially, untainted by politics, and, as the saying went, without fear or favor. To this day, countless court houses are guarded by statues of blindfolded Lady Justice, unsmiling and holding scales, and judicial nominees are queried as to their views on Chief Justice Roberts’ trope that the judge's task is simply to “call balls and strikes.”(1) Determining constitutionality, as an earlier Justice Roberts announced, is said to be essentially like comparing paint chips at Home Depot: “lay the article of the Constitution which is invoked beside the statute which is challenged and . . . decide whether the latter squares with the former.”(2) Judges “are human computers.”(3)
Meanwhile, however, legal realists reminded us that laws are often vague or ambiguous, that multiple doctrines might be applied to a single set of facts, that judges are human and will be influenced by their policy, partisan, or ideological preferences,(4) that judging is “an emotive experience in which principles and logic play a secondary part,”(5) and that if they “are a little clever”(6) they will be able to manipulate the results. As there is often more than one legally defensible solution to each case, we must look outside the law, they counsel, if we are to understand why judges decide as they do—and “too often the doctrine that courts invoke is not really the normative standard upon which they really rely.”(7) As an eminent circuit court judge put it, “I pay very little attention to legal rules, statutes, constitutional provisions. A case is just a dispute. The first thing you do is ask yourself—
It is the burden of this essay that Justice William O. Douglas learned the realists’ lesson well, perhaps too well. Their point, easily vulgarized—that judicial reasoning is mere rationalizing, a sophisticated effort at covering up inexorable subjectivity—entails a very practical conclusion—why waste time and energy on judicial opinions? Why, especially if one has a dozen other urgent calls on his time? Hiking, writing memoirs and travel books, dreaming of becoming president. Why, in any case, pursue
How much of his opinions represent Douglas’ own words? In the current era when most justices routinely farm out first drafts to law clerks—and some justices play even a lesser role(9)—Douglas for many years bucked the trend, even insisting on fewer clerks than his colleagues. Still, by 1965, his clerks produced first drafts of his
A century ago, eugenics was a reform idea that captivated enlightened opinion in America and Europe.(11) Theodore Roosevelt, Woodrow Wilson, Margaret Sanger, George Bernard Shaw, Harry Emerson Fosdick, A. Lawrence Lowell, Alexander Graham Bell, Helen Keller, John Maynard Keynes, H.G. Wells—many of the most prominent intellectuals of the age advocated improving the human race by selective breeding, legitimating racism with a
Consider, in this light,
Douglas, writing for the majority, struck down the law as violative of the Fourteenth Amendment's equal protection clause. An embezzler may steal far more money than a robber, and a chicken thief may steal far less than “a Bailee of the property [who] fraudulently appropriates it,”(21) yet both the embezzler and the Bailee escape sterilization; this, Douglas wrote, constitutes “a clear, pointed, unmistakable discrimination.”(22)
But it is not only the law's inconsistent coverage that Douglas objects to. His very first sentence refers to “a sensitive and important area of human rights,” which he then defines as “the right to have offspring,” and later he speaks of “the basic civil rights of man,”(23) marriage and procreation.(24) Because these basic rights are implicated, Douglas announces that the statute will be subjected to strict scrutiny.(25) Today, a long list of cases(26) has established that the term requires a compelling governmental interest and narrowly tailored means, the compelling interest justifying the abridgement of rights and the narrow tailoring ensuring that the abridgement be as little as possible. Perhaps because strict scrutiny was new to the Court, it was so undeveloped that Douglas seems to have taken it simply as a turn of phrase meaning that the Court would greet the law with considerable skepticism.(27)
The equal protection claim raises the question: suppose Oklahoma had not offered exceptions to the moral turpitude coverage, leaving embezzlers and chicken thieves treated alike? This is not a hypothetical, as the law had a severability clause, which presumably would raise the issue. Douglas’ answer is that the Oklahoma Supreme Court upheld the law “without reference to the severability clause,”(28) and so he would leave the question “for adjudication by the Oklahoma court.”(29) Yet as the Oklahoma court upheld the entire law, it would have no reason to address severability; in any event, whether the Oklahoma court addressed severability would not foreclose Douglas from addressing it. Douglas ends the discussion by writing that “it is by no means clear”(30) whether severability would save the law, undermining his refusal to consider the issue. The constitutionality of compulsory sterilization, as a result, is left standing, if wobbly. Had he dismissed eugenics as junk science, he might have eliminated the rationale for the law, but though he averred that “We have not the slightest basis for inferring that [thieving] has any significance in eugenics,”(31) he declined to pass on “the state of scientific authorities respecting inheritability of criminal traits.”(32)
As to the newly found rights to marry and to procreate, what kinds of rights are they? If I experience difficulty in procreating, is the state obliged to help me, for example, by paying for appropriate medical procedures? If I have a right to marry, may the state charge me for exercising that right by forcing me to buy a license? Or force me to take a blood test? Or ban me from marrying members of my family? Is it obliged to subsidize my membership in Match.com, if I am unable to find a spouse on my own? If these are, indeed, legal rights, what is their constitutional or statutory basis?(33) Why raise the subject of marriage, inasmuch as Oklahoma is not preventing Skinner from getting married? Nor is marriage, a legal construct that confers formal benefits and responsibilities, comparable to procreation, which, as he says, “is basic to the perpetuation of the race.”(34) If a woman were sentenced to a term in prison that extended through her menopause, could she claim that her right to procreate was abridged? What of a man sentenced to life in prison?(35) May a judge offer a convicted defendant probation, conditioned on his not procreating?(36) Does the right to procreate imply a right not to procreate, that is, a right to contraception or an abortion? Interestingly, though the law seems to target the lower classes, who are more likely to be chicken thieves and less likely to be embezzlers, Douglas sidestepped its class basis, for his solution was not at all class based, but instead a declaration of a new right (or rights) to be enjoyed by all.
As to whether the punishment violated the Constitution's
Douglas’ opinion has an unsettling, unfinished quality. Brash in its proclaiming rights, it does not bother to sketch them or identify how they are tethered to the Constitution nor does it make an effort to elucidate the meaning of the key corollary to these rights, strict scrutiny. Nor does it seize the obvious opportunity to invalidate compulsory sterilization or even to reconsider
The First Amendment provides,
Decided a decade after
Douglas agrees with Zorach that the real issue is whether New York abridged the establishment clause,(46) clearing the way for a discussion of an obvious recent establishment case,
The constitutionally mandated church-state separation, he says, is “complete and unequivocal and absolute,” but this implies a “common sense” approach, not one that is “hostile, suspicious, and even unfriendly.”(51) Invalidating the New York law “would have wide and profound effects,”(52) for it would rule out such commonplace acts of cooperation as acceding to a request from a Jewish student to be excused for Yom Kippur or from a Protestant student wishing to attend a family baptism. “We are a religious people,” he declares, “whose institutions presuppose a Supreme Being.”(53) Of ten opinions Douglas wrote on the establishment clause, this was the only one to speak for a majority and, perhaps not coincidentally, the only one to turn down an establishment claim.
An odd part of the opinion is that the issue it identifies as central is given only cursory treatment, for the question of coercion is allotted only a single seven line paragraph. How to determine if a given practice is coercive? The most obvious answer is: examine how it operates. Though each side presented information on this point, Douglas rejects considerations of “practical experience” because he believes they involve extraconstitutional considerations, like the wisdom or educational efficiency of the system.(54) Yet considerations of practical experience need not be extraconstitutional. Indeed, such considerations are often a staple in constitutional inquiries.
Only two pages later, in a footnote, does he disclose why there is no evidence of coercion: “The New York State Court of Appeals declined to grant a trial on this issue, noting . . . that appellants had not properly raised their claim.”(59) Or as Frankfurter acidly put it in his dissent, “there could be no proof of coercion, for the appellants were not allowed to make proof of it.” He added, “When constitutional issues turn on facts, it is a strange procedure indeed not to permit the facts to be established.”(60) Why, one asks, hold religious instruction during school hours? The answer, according to research conducted around the time of
A larger, more abstract issue is whether the establishment clause requires official neutrality among religions or as to religion itself. Douglas clearly favors the first option. “We sponsor an attitude on the part of government that shows no partiality to any one group. . . The government must be neutral when it comes to competition between sects [and is not required to] show a callous indifference to religious groups.”(63) In an earlier draft, he wrote, “we are a God-fearing people whose every institutions [sic] presuppose not atheism or agnosticism, but a faith in God.”(64) From this premise, he infers a legitimate role for government in protecting religion and a First Amendment aimed only at barring the preference of one religion over another.(65) In any event, he concludes, the state did “no more than accommodate [the students’] schedules to a program of outside religious instruction.”(66) An opinion that begins with a declaration of separation concludes with a paean to accommodation, though the problem with applying the accommodationist rationale is that it is intended to relieve religions of burdens, not to confer benefits.
Douglas’ opinion leaves the impression that he was favorably disposed toward religion and because the accommodationist stance was most connected with Catholics, with the Church, as well. But though the son of a Presbyterian minister, by the time of
Yet in
Perhaps no right today is the subject of as much discussion as privacy. Noting fears and annoyances, Americans feel that their privacy is more threatened than ever before, usually as a consequence of modern technology.(76) Yet though it has become a cliché that modern life imperils privacy, arguably privacy itself is an artifact of modern life, which offers unprecedented opportunities to be by ourselves at home, at work, and in transit, plus as ciphers in large impersonal organizations. Given this history, it is not surprising that the Constitution is silent as to privacy nor that this silence came to be seen as an anachronistic defect requiring correction.
Which brings us to
Douglas begins his consideration of the merits, declaring, “We do not sit as a super-legislature to determine the wisdom, need, and propriety of laws that touch . . . social conditions.”(79) He then establishes that the Constitution embodies certain rights not expressly mentioned, relying on a handful of precedents. These “peripheral rights,”(80) implied by the expressed rights, “suggest that specific guarantees in the Bill of Rights have penumbras, formed by emanations from these guarantees that help give them life and substance.”(81) He closes the case by arguing that penumbras from the First (the right to associate), Third (the right to be free from being forced to quarter soldiers in one's home during peace time), Fourth (the right to be secure in one's person and be free from unreasonable searches and seizures), Fifth (the privilege against self incrimination), and Ninth (the Constitution's enumeration of rights is not necessarily exclusive) Amendments, together create a zone of privacy protected by the Constitution.(82) At this point, Douglas turns to the fact that Griswold was counseling
Often, apparently revolutionary rulings in hindsight may be seen as merely culminating a lengthy incremental process. The famous
Thus, Douglas makes no effort to rebut contrary views. For example, he assumes that the various emanations from the five amendments add up to a right to privacy. But if this is so, why have the five amendments and not a single privacy amendment, for a generalized right to privacy might render them superfluous? Or why not conclude that the Framers favored only the privacy related rights expressed in the amendments and nothing more?
To the obvious question, If the Framers wanted a general right to privacy, why did they not include it in the Constitution, Douglas’ response seems to be: let us remedy the oversight. An advocate of the living Constitution, he appears to have taken it for granted that it was the Court's responsibility to update the document to take into account evolving beliefs and opinions. Harlan, in his concurrence, criticized the “constitutional outlook . . . to keep the Constitution in supposed ‘tune with the times,’”(88) and Black, in his dissent, made the same point even more emphatically, comparing
What to make of penumbras and emanations? (96) Presumably intended to imply a tie between the core (i.e., the amendments) and the periphery (i.e., privacy), the metaphor seems unconnected with the facts of the case. Nor are the cases cited, as implying a larger privacy right, well chosen.(97) How is counseling about contraceptives related to any of the amendments cited, for example, to quartering soldiers or self incrimination? (98) For that matter, how is running classes counseling couples a private act? Black, dissenting, echoed Alice's complaint: “The question is . . . whether you can make words mean so many different things.” To which Douglas, following Humpty Dumpty, essentially replies: “The question is . . . which is to be master—that's all.”(99) For Black, the words, that is, the Constitution, are the master; for Douglas, it is the judge. Thus, Black, though conceding that the Connecticut law is “offensive,”(100) goes on to say, “I like my privacy as well as the next one, but I am nevertheless compelled to admit that government has a right to invade it unless prohibited by some specific constitutional provision.”(101) For Douglas, the absence of a specific provision is no problem.
And why, as in
Few cases so engaged Douglas as
This commitment to the environment was also reflected in his opinions on the Court. In 1960, for example, Douglas took the unusual step of dissenting from a
Walt Disney Enterprises secured a thirty year use permit from the U.S. Forest Service to develop an eighty acre complex of motels, restaurants, and other facilities as part of a ski/summer resort in Mineral King Valley in the Sequoia National Forest. Running through the forest would also be a high voltage power line and a twenty mile highway, each tied to the development. The Sierra Club, a nonprofit organization devoted to conservation and sound maintenance of national parks, saw the proposed development as threatening to the ecology and character of Mineral King and sought to block the development in order to maintain its quasi-pristine appearance. Unsuccessful in its efforts through the political process, the Sierra Club sought a declaratory judgment that the development violated federal statutes and regulations.
The majority took the position that the Sierra Club lacked standing, and therefore could not proceed with the law suit. In order to challenge the Forest Service decision, the Sierra Club had to demonstrate a personal stake in the dispute. The Sierra Club pointed to section ten of the Administrative Procedure Act, which provides that “[a] person suffering legal wrong because of agency action, or adversely affected or aggrieved by agency action within the meaning of a relevant statute, is entitled to judicial review thereof;” as a conservation group, the Sierra Club felt sufficiently aggrieved to qualify. Justice Stewart, writing for the majority, conceded that the development “may amount to an ‘injury in fact,’”(115) but added that the Sierra Club “failed to allege that it or its members would be affected” by it.(116) That the development was a public action and that the Sierra Club considered itself a representative of the public did not relieve it of its standing obligation, for if the Sierra Club could proceed, so, too, could any
In a “famous”(118) impassioned dissent, Douglas begins by suggesting that standing be refashioned in cases involving environmental litigation, such as by “the conferral of standing upon environmental objects to sue for their own preservation.”(119) “Inanimate objects,” like ships and corporations, “are sometimes parties to litigation;”(120) indeed, “the problem is to make certain that the inanimate objects which are the very core of America's beauty, have spokesmen before they are destroyed.”(121) Who can perform this task? “Congress is too remote . . . and its machinery is too ponderous,” and federal agencies cannot be trusted because “they are notoriously under the control of powerful interests,”(122) with the Forest Service “notorious for its alignment with lumber companies.”(123) Only the courts remain as actors ready, willing, and able to do the job.
Few judicial opinions display so nakedly the policy preferences of their author. Douglas presents the Mineral King controversy in entirely Manichean terms, with virtuous environmentalists contesting with evil developers and co-opted regulators. Do developers generate social benefits, in the form of recreation and employment? Will bringing more people to the wilderness not only despoil it but also perhaps allow some visitors to discover its wonders and work to sustain it? For Douglas, developers are simply destroyers. One law professor who spent some time with him recalled, “He was deeply distressed at the polluted condition of the environment, blaming it all on the work of giant corporations.” Then Douglas told him, “I’m ready to bend the law in favor of the environment and against the corporations.”(124) The result in this case was insisting that the Sierra Club could bring an action on behalf of “valleys, alpine meadows, rivers, lakes, estuaries, beaches, ridges, groves of trees, swampland, or even air.”(125)
More fundamentally, Douglas’ dissent poses the question as to how, in a democracy, such controversies are to be resolved. The Sierra Club and other environmental groups would apparently prefer not to have to persuade the public or its representatives, both of whom may be too doltish to comprehend the message. Instead, the Sierra Club would rather seek the assistance of an unelected, unaccountable Court. Which, in turn, raises the question: why confine judicial dominance to environmental issues? Why not permit self appointed groups to act as guardians
Relatedly, Douglas does not entertain the possibility that the economic marketplace merits respect. If people want to ski at Mineral King, for example, that activity is evidently seen as virtually the equivalent of a felony, for its value to these people or even its legitimacy is never acknowledged. The result is that this judge, who prided himself as a defender of the people, exhibits disdain for the chief ways the people exercise choice, democratically and as marketplace consumers.
The other day, a friend and I repaired to a local tavern, seeking respite from a long, hard day of doing very little. I ordered a glass of Goose Island IPA, which I think tastes pretty good,(129) whereupon my friend berated me for drinking beer made by the Budweiser corporate behemoth. It used to be real, he informed me, but after it was bought by Budweiser, it ceased being authentic. I am not sure exactly what makes beer authentic, but I am sure that when the term is applied to the effluvia of everyday life, it plainly has become a highly prized tag.
If asked the meaning of authenticity, many might reply with that windbag Polonius’ famous advice: “To thine own self be true, and it must follow, as the night the day, thou canst not then be untrue to any man.”(130) Yet this is not quite what authenticity means, for Polonius justifies being true to oneself with reference to dealing with others; authenticity, by contrast, justifies being true to oneself entirely by its value to oneself. Can authenticity exist, then, in mass society? That mass society generates powerful conformity pressures that war with authenticity has been a complaint of innumerable social critics.(131) At the same time, though, we understand that the self does not, like babies, arrive via storks, but is to a significant extent the result of interactions with one's environment. Perhaps, then, only a hermit raised by wolves could claim perfect authenticity, in the sense that his or her self is not affected or manipulated by others but is created free of external human influence, though such a person would literally be uncivilized. Moreover, as another of Shakespeare's characters observed, “All the world's a stage and all the men and women merely players;”(132) with each of us compelled by circumstances to play different roles, how to know which (if any) is authentic? The difficulties and impediments conspiring against authenticity, in short, are everywhere. The truly authentic person, triumphing over these impediments, is heroic.
There seems little doubt that Douglas regarded himself as such a person. Indeed, in memoirs and speeches, he detailed his struggles against formidable obstacles in the way of his expressing his true character and fulfilling his true destiny. As one journalist put it, “Here is a justice who refuses to conform.”(133) Or as Justice Clark recalled, “At conferences, Bill believed that rather than seek harmony, one should seek disharmony.”(134) For William Orville, Douglas was a self made man in more senses than one. In best selling writings, he described a childhood in Yakima, Washington marred by poverty and polio, which by dint of intelligence and hard work he vanquished, bringing to life the great American dream. He was not after fame or money or what William James called “the bitch goddess SUCCESS,”(135) but instead was driven by an urge to make the world a better place. It was this that led him to overcome polio, build up his scrawny physique, become an outdoorsman in the Theodore Roosevelt tradition, and serve in the Army in Europe during World War I; it was this that allowed him to live uncomplaining in a tent while at college and then propelled him (via freight cars) to New York, where he worked his way through Columbia Law School, graduating second in his class; it was this that induced him to leave a white shoe law firm for academia, where he specialized in bankruptcy and corporate finance, and to leave academia for the Securities and Exchange Commission, where he soon became chairman, an informal advisor of President Roosevelt, in sum, “one of the most prominent and successful New Deal players;”(136) and it was this that at age forty saw him appointed to the Supreme Court, the youngest appointee since Joseph Story in 1811. In this elaborate narrative, the private and public selves each harmoniously illuminate the other.
Underlining this maverick persona is Douglas’ writing.(137) He “prided himself on being the fastest writer on the Court,”(138) and his opinions are brief, unencumbered by jargon or arcane references, almost conversational. They often read as if they were addressed to the educated layperson, not a sophisticated attorney or judge. This was by design, for he saw his role as that of a national teacher, speaking in plain words to the public at large.(139) At the same time, the opinions seem clearly the product of an impatient man. Rationales that might have produced a narrower ruling—for example, severability or
Was this disdain for the views of others evidence of authenticity? To the extent that Douglas was being true to his own deepest instincts, the answer would seem to be yes. But there is a problem here, for to be fully one's own person, it is not enough to simply follow one's own instincts, for these instincts may have been implanted by other people. Douglas, it seems, never bothered developing a judicial philosophy that would guide him and protect him from being manipulated. Did he follow the text, like his colleague, Black?(146) Or original public meaning, like Scalia?(147) The point of such theories is to distance the judge from his own predilections, but it was precisely these predilections that Douglas wanted to follow.
We now know, too, thanks to a biographer who refused to take Douglas at his word,(148) that much of Douglas’ classic Horatio Alger autobiography that resonated so widely is fiction. His family was middle class, not poor; he suffered from a psychosomatic intestinal condition, not polio; he served two months in the Whitman College Student Officers Training Corps to beat the draft, not the Army; he lived at a fraternity house while at Whitman, not a tent; he rode a passenger train to New York, not freight cars; at Columbia, where he graduated fifth, his schoolteacher wife supported him; at the SEC his obsession was publicity, not cleaning up the financial industry; and for decades, he found his service on the Court a bit of a bore, the great goal of his life being the presidency, which as his friend Tommy Corcoran said, he wanted “worse than Don Quixote wanted Dulcinea.”(149) Apparently, his arrogance was so vast that it never occurred to him that a researcher would uncover his numerous, often pointless lies.(150) His language, so different from the stereotypical stodgy legalese, branded him with authenticity. Yet authenticity for Douglas was entirely divorced from truth-telling.
In an important study of federal judges, Epstein, Landes, and Posner make the common sense point that judges may be motivated by factors other than mechanistic detachment or ideological conviction. Among the goals they cite are satisfaction with their own job performance, collegial friendships, income, leisure time, and opportunities for promotion.(151) Applying these criteria to Douglas reveals how unusual a justice he was. So slap-dash are many of his opinions that job performance, at least in the sense of judicial craftsmanship or esteem from his colleagues, does not seem a prime motivator.(152) Often cantankerous and nasty, he hardly seemed to have valued highly friendship with his fellows on the Court. On the other hand, chronically short of money, income was important to him, as was leisure time, which he used to write, travel, and hike. Promotion, which Epstein, Landes, and Posner considered significant only for lower court judges, was also for years at the front of his mind, in the form of the presidency. In fundamental ways, Douglas was far from a typical Supreme Court justice.
Yet if we try to place him in the competing narratives of objectivity and realism, Douglas was clearly in the realism camp. Less than twenty years before he was born, Holmes had announced that “the life of the law has not been logic; it has been experience,”(153) later adding that the pretense that the law is a formal construct may disguise “considerations of social advantage,”(154) a point he made with devastating effect in his famous dissent in
Douglas’ legal realism perhaps was a corollary of his relentless drive for authenticity. Indeed, his entire life, as he laid it out in multiple memoirs, was that of a maverick, “a man's man,” as Rodell put it,(160) “about as independent a cuss as I knew,” in the words of Thurgood Marshall,(161) a rugged individualist, a “champion of the underdog,”(162) a true man of the West with a big chip on his shoulder. What, then, is the proper role of a maverick judge? The answer, it seems, for Douglas is settled by another question: what is the proper role for anyone?(163) His answer: to do justice. Now, one may reply with a well worn anecdote, involving an encounter between the great judge, Learned Hand, and Holmes.(164) “Well, sir, goodbye,” said a young Hand. “Do justice!” “Come here. Come here,” replied Holmes. “That is not my job. My job is to play the game according to the rules.”(165) Or as Holmes later wrote Wu: “I hate justice, which means that I know if a man begins to talk about that, for one reason or another he is shirking thinking in legal terms.”(166) For Holmes, the issue facing the judge is not what justice requires, but what the law requires. Law, though it often speaks in ethical terminology (duty, responsibility) and often has an ethical basis (thou shalt not steal/theft), is distinct from morality.(167) In the division of labor, moral concerns belong with the lawmakers and legal concerns with the judges.
For Douglas, this is a rationalization for avoiding responsibility, and he will have none of it. From his perspective, Holmes’ view simply rests on an impoverished understanding of democracy, which identifies elected lawmakers as the officially designated voice of the people. “The goal of Congress,” eighty-five percent of Americans agree, “should be to make the decisions that a majority of Americans would make if they had the information and time to think things over that Congress has.”(168) As Godwin put it long ago, “A representative is but the mouthpiece and organ of his constituents.”(169)
One flaw in this view is that it connects voting to public policy in an unrealistically simplistic fashion, compelling us to infer public approval from legislative actions and ignore the agency problem.(170) Large segments of the electorate neither know nor care much about politics,(171) and vote for reasons only tangentially related to policy, like party or candidate personality.(172) Even voters choosing to vote on a policy basis will find that a given candidate has taken a variety of positions on a number of policies; a voter may agree with some of these positions, disagree with others, and be indifferent to still others.(173) In fact, it is not always easy even to define the policy in question. When President Trump calls for building a wall on the Mexican border, is the policy at issue the wall, illegal immigration or immigration generally? Or is it less a policy than a signal,(174) whose true message his followers can decode?(175) Even the act of asking voters their policy opinions may be problematic, as apparently such minor considerations as question wording(176) or ordering(177) may have substantial impact on opinion results. Making matters even murkier, voter preferences will vary greatly in their intensity. A voter who cares deeply about one policy may disregard candidate positions on many others that he or she cares little about. Compounding the problem, even when the public may have taken a position on an issue, lawmakers may be unaware of this position.(178) If these kinds of considerations make it hard to connect voter to policy, imagine the difficulties when the voters number in the hundreds of thousands or millions, as, indeed, they regularly do.
Sometimes, as connoisseurs of false consciousness might insist, a well informed representative may know the constituencies’ true interests better than they do, and so the voters may actually benefit from having their views ignored. Proposed policies, after all, might be quite complex or be closely entangled with inflammatory symbols. But just as constituents have a very imperfect understanding of their representatives, so the representatives have a very imperfect understanding of their constituents, and so even the best intentions do not insulate them from error. The representatives may misapprehend what is in their constituencies’ interests or be thrown off by complexities or symbols. But, of course, we cannot always assume the best of intentions, for there is also the unavoidable matter of a conflict of interest: the representative will always have interests different from (and sometimes hostile to) his or her constituents, as well as opportunities to pursue these interests at the constituencies’ expense. In this context, perhaps it is enough to say that Douglas’ aggressive judging may be defended as simply one of a myriad checks and balances that reflect the Framers’ obvious reservations about unadorned democracy.
Yet this argument for activist judging may misconceive democracy, too, for the connection between public opinion and public policy is far less central than the connection between electorate and representative.(179) As Schumpeter wrote in his classic discussion, the great argument for democracy is that it provides a means for holding leaders accountable to the voters “by refusing to reelect them.”(180) It is not necessary or perhaps even desirable for the electorate to be highly knowledgeable and activist, for if it is too participatory, it may make excessive demands on government.(181) Given this, what role ought unelected judges with lifetime appointment to follow? One answer is: it depends. If lawmakers act to impair democratic accountability, courts may act to open up the process, as it would be folly to expect those benefitting from the impairment to act against their own interest. Only an institution, like the courts, detached from the process, can escape the incentives supporting the violations. Arguing that the white primary should be opposed through the political process, for example, runs up against the fact that the legislators to be persuaded used the process to get elected.(182) In this kind of situation, the democratic political process is incompatible with its chief rationale, accountability. The democratic process, after all, may produce anti-democratic results, and a reasonable judicial activism might be valuable in this context.
But Douglas, apparently feeling licensed to pursue justice, does not confine his activism to this kind of situation. For him, there is no hand-wringing over the counter-majoritarian difficulty(183) or Thayer's rule of the clear mistake,(184) both of which he apparently regards as pedantic obstacles in the way of doing justice. Where others may focus on means, he understands that it is the ends that count. Result oriented jurisprudence, then, possesses not only the candor of the realists but the moral
This begs the question, however, of inquiring as to what justice is or how we are supposed to explore the question. Douglas speaks in universals that he takes to be self evident and thus need no justification. But this ignores practical controversies over the meaning of key terms that may undercut the rhetoric of universals. Does privacy, for instance, “invariably reflect very local cultural understandings, traditions, and beliefs”?(185) Is marriage variable enough to include polygamy and same sex marriage? No matter. For Douglas, rights, though sometimes expressed with empathy for the individuals involved, exist only at an abstract level. Are they rooted in natural law? Unlike some other justices, who expressly follow this path,(186) Douglas does not say. Do they derive from sympathy for the plight of the litigants? He does occasionally express these feelings—which are unpredictable, subjective, and therefore problematic(187)—but his emphasis is always is on the larger principle entailed. The
Also lost is accountability, for Douglas does not bother to consider how it applies to judges generally. Even assuming that Douglas somehow always spoke for justice does not eliminate the problem, for how to grant him the authority without also granting it to other judges, who might not be so blessed? How to empower Douglas, who believed in conservation, without also empowering McReynolds, who believed in white supremacy?(188)
Aristotle spoke of three chief modes of persuasion,
Yet how to ensure that the maverick judge in fact does justice? Even avoiding the philosophical briar patch—what is justice?—and defining justice in terms of consensus on particular issues, what to do in cases where there may be no consensus.(192) And to the extent that law requires predictability, consistency, and uniformity, what role can it offer to the maverick? Why, in any event, should we expect a maverick judge to follow a consensus? A second difficulty is that if justice is to mean more than instinctual choices, the judge must elaborate on how he or she came to his or her conclusion. This is particularly important if the judge's decision appears policy driven, for the depth of his or her expertise is often in question. Where legislators can call on a wide range of sources plus their own policy making experience, judges are far more limited in their informational resources. For Douglas, this hardly mattered. In
Douglas’ practice of bypassing elaborate argumentation may seem to suggest a down to earth rejection of pretentious legal pomposities, the kind of ostentatious displays he ridiculed when presented by his hated rival, Frankfurter.(193) Yet what they really convey is an utter lack of humility. His conclusions, as if arriving from Heaven, do not require the elaborate defenses other justices mount. It is enough that he states his views. Judging, for Douglas, entails opportunity, but not burdens, moral or intellectual. These burdens might impel others to hesitate or decide on narrow technical grounds or craft opinions qualified by conditions and contingencies or urge other bodies to take on the responsibility or become immersed in legal disputation. These legalistic responses, resting merely on long established norms and conventions, he brushes aside without explanation. For Douglas, acceding to the demands of these burdens bespeaks meekness if not cowardice, and it is hard to imagine him following this path. It might be appropriate for other justices, but certainly not for him. Yet this would seem to conflict with the conventional view of the judge's job as “settl[ing] disputes by applying pre-existing standards,”(194) for when he writes of a right to marry and procreate or a right to privacy or the standing of natural things, he is quite deliberately ignoring or even renouncing the authority of pre-existing standards.(195) If this subjected actors to standards unknown when they acted, it seemed a small price to pay for progress.
A practical consequence is the very limited precedential value of Douglas’ opinions. The
But there is a larger problem with Douglas’ cavalier treatment of justifying his decisions, for in a free society we believe that if we can be coerced into obeying laws, we are entitled to have them publicly justified; there exists a “presumption in favor of liberty,” in Feinberg's words, which means that “coercion always needs some special justification.”(199) This is especially the case when “constitutional essentials” are involved.(200) Is Douglas’ justification sufficient? The answer must depend upon which audience is considered. The general public will never read his opinions and, at best, be only dimly aware of them through media reports; these people hardly require much justification and presumably would be unable to make use of elaborate arguments, even if they were supplied. On the other hand, the legal and political communities have a much greater stake in the proceedings; reasoned discourse may contribute to a “will formation” that may change minds and lead to rational consensus.(201) Douglas, however, in the words of one biographer, “wrote exclusively for himself.”(202) In the eyes of his external audience, his efforts may seem inadequate.
It finally needs to be asked whether the formalist myth Douglas and his fellow realists have worked so hard to demolish serves a social purpose. Is it, to put the matter bluntly, one of Plato's noble lies?(203) Consider the notion of the independent judiciary. We all know that judges and everyone connected with the judicial enterprise are government employees. They are selected by government officials following government procedures. Their paychecks come from the Treasury Department and are drawn from funds collected by law from taxpayers. Judges rule under authority granted them by constitution and statute, and government officers enforce their decisions. Recognizing this, why should anyone go to court to resolve a dispute with the state, civil or criminal? Why expect an arm of the state to fairly address a conflict with the state? Isn’t this a classic conflict of interest? In many societies—the Soviets under Stalin, Venezuela under Maduro—this would be a perfect diagnosis. If judges ignore the law, why expect anyone else to follow it? How, then, even to have a legal system? As Bickel put it, “The methods of reason and principle . . . alone justify the exercise of supreme judicial power in a democracy.”(204)
But in societies characterized by the rule of law, we expect and demand that judges lay aside their multiple entanglements with the state, so that we have, in Adams’ famous words, “a government of law, not of men.”(205) This standard, of course, is not always met, but nearly everyone regards it as a legitimate goal, Douglas included. Yet his contempt for established norms and the myth of objectivity they embody is clearly at war with the presumptions underpinning judicial independence. For in case after case, he makes it clear that he is not driven by the law. In fact, he does not really try to hide it. It is his commitment to the environment or to certain social rights (like the right to marry and have children) that predetermine his decision. As time passed, his characteristic pose was to thumb his nose at, well, his colleagues, the law, anything that caught his ire. For him, the law with its superstructure of analysis was simply a means to impose policy, an instrument of power, a political phenomenon. But the law is also a means to limit arbitrary and oppressive official conduct, and this requires that judges make a good faith effort to reach the unreachable objectivity and at the very least cultivate an appearance of objectivity.
Could Douglas have been a great judge? We will never know because the temptation to do justice prevailed over the quotidian obligations of judging. He was, as one writer said, “a man of action, not reflection.”(206) Though a United States Supreme Court justice for a record thirty-six years, he hardly seemed like a judge at all.
United States v. Butler, 297 U.S. 1, 62 (1936).
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Charles G. Haines,
Hessel Ytema,
Max Radin,
Brian Leiter,
Richard A. Posner,
According to one biographer, Blackmun “delegated virtually all opinion drafts to his clerks [and] spent hundreds of hours each term cloistered in the justices’ library, painstakingly checking his clerks’ citations and closely monitoring their drafts, ever alert to their grammatical and spelling errors—while they largely sculpted the substantive elements of his jurisprudence.” T
Marshall L. Small,
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On the history of eugenics,
Buck v. Bell, 274 U.S. 200 (1927).
The influence of American eugenics advocates on Nazis is detailed in Barry A. Mehler, A History of the American Eugenics Society, 1921–1940, ch. 6 (1988) (unpublished Ph.D. dissertation, University of Illinois) (on file with the University of Illinois at Urbana-Champaign); S
Mary Ziegler,
The recent development of gene editing has generated fears of a new, high technology kind of eugenics. Robert Pollack,
Skinner v. Oklahoma, ex rel. Williamson, 316 U.S. 535 (1942).
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On his trial,
Skinner v. State, ex rel. Williamson, 189 Okla. 235, 115 P.2d 123 (Okla. 1941).
Stone, who originated the concept in his famous footnote four in
A dissenter on the Oklahoma Supreme Court, Judge Osborn, asserted that “the right to beget children is one of the highest natural and inherent rights,” citing the state and national constitutions, but Douglas offered no citation to the Constitution.
In
A father of nine, found guilty of a felony of intentionally refusing to pay child support, could be offered probation, subject to this condition. Wisconsin v. Oakley, 629 N.W. 2d 200 (Wis. 2001). On the other hand, the Indiana Court of Appeals turned down a similar probation offer presented to a woman found guilty of neglect of a dependent in the death of her infant son. Trammell v. State, 751 N.E.2d 283 (Ind. Ct. App. 2001).
The same argument was used to refute at the state level the charge that sterilization constituted “cruel and unusual punishment” under the Eighth Amendment.
Skinner, married thirty-seven years, died childless.
Letter from Thomas Jefferson to the Danbury Baptist Association (Jan. 1, 1802),
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Everson v. Bd. of Educ., 330 U.S. 1, 18 (1947). The rationale, that the aid was intended to help the parents and children and not the school, ignored the obvious fungibility of money, for the support plainly had the effect of helping the church by permitting it to use the money for other purposes. Madison famously opposed spending even a threepence of public funds to support teachers of the Christian religion: James Madison,
Zorach v. Clauson, 343 U.S. 306 (1952).
N.Y. Education Law sec. 3210-1 authorized “Absence for religious observance and education . . . under rules that the commissioner [of education] shall establish.”
Illinois
Yick Woo v. Hopkins, 118 U.S. 356 (1886).
Brown v. Bd. of Educ. of Topeka, 347 U.S. 483 (1954).
Gideon v. Wainwright, 372 U.S. 335 (1963).
Russell N. Sullivan,
A prominent Catholic authority on church-state relations retorted that nearly all children attend school not because the law requires it, but rather because their parents recognize that it is their “natural duty to educate their children”; the compulsory rule, then, applies only to the small number whose parents ignore this duty. George E. Reed,
James E. Zucker,
Black, dissenting, countered that a state preferring believers over nonbelievers “is just what . . . the First Amendment forbids. It is because the Framers understood that Americans are a religious people that they intended “to insure that no one powerful sect or combination of sects could use political or governmental power to punish dissenters [and preserve] the freedom of each and every denomination and of all nonbelievers [to] be maintained.” Zorach,
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John T. McGreevy,
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Dennis v. United States, 341 U.S. 494 (1951); Adler v. Bd. of Educ., 485 U.S. 380 (1952).
McGowan v. Maryland, 366 U.S. 420 (1961); Gallagher v. Crown Kosher Meat Market, 366 U.S. 617 (1961); Two Guys v. McGinley, 366 U.S. 582 (1961); Braunfeld v. Brown 366 U.S. 599 (1961). In fact, one study concluded, “In its fully developed form, Douglas’ literal reading of the establishment clause as proscribing
Griswold v. Connecticut, 381 U.S. 479 (1965).
Gen. Statutes of Conn.,§§53–32, 54–196 (1958 rev.). The law had essentially been unenforced, rendering it impervious to judicial review. Poe v. Ullman, 367 U.S. 497 (1961).
Missouri ex rel. Gaines v. Canada, 305 U.S. 337 (1938); Sipuel v. Bd. of Regents, 332 U.S. 631 (1948); McLaurin v. Oklahoma State Regents, 339 U.S. 637 (1950); Sweatt v. Painter, 339 U.S. 629 (1950).
New York Times Co. v. Sullivan, 376 U.S. 254 (1964).
Privacy had been discussed, at least since Samuel Warren and Louis Brandeis’ classic,
Griswold v. Connecticut, 381 U.S. 479, 501 (1965).
Lochner v. New York, 198 U.S. 45 (1905).
Justice Scalia would have had no patience with the use of legislative history.
On how
Thomas Halper,
Harlan derided them as “radiations.”
At conference, when Douglas tied privacy to the freedom of assembly, Black retorted that the “right of a husband and wife to assemble in bed is a new right to me.” Thereupon Paul Posner, a law clerk to Justice Brennan, drafted a letter, which Brennan sent to Douglas, suggesting tying privacy to the Third, Fourth, and Fifth Amendments. D
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He had discarded his wife of twenty-eight years in 1963 to the consternation of his children: M
Eisenstadt v. Baird, 405 U.S. 438 (1972).
Carey v. Population Servs. Int’l, 431 U.S. 678 (1977).
Sierra Club v. Morton, 405 U.S. 727 (1972).
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Peter Manus,
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William O. Douglas,
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Douglas had served on the board of the Sierra Club, resigning in 1962 because it “may be engaging in litigation . . . which at least in their potential might reach this Court.” W
Murphy v. Butler, 362 U.S. 929 (1960).
Northern Indiana Public Service Co. v. Izaak Walton League, 423 U.S. 12, 17–19 (1975).
Lujan v. Defenders of Wildlife, 504 U.S. 555, 560–61 (1992). For a devastating critique of the doctrine,
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Red Schwartz,
Sierra Club,
Catherine Milner,
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Sierra Club,
The Chicago Tribune's beer expert agrees that it is a “very solid beer”;
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Milton Viorst,
Tom C. Clarke, J.,
Letter from William James to Miss Theodora Sedgwick (Sept. 13, 1906),
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Judge Posner lists several signs of bad judicial writing—a lack of candor, concreteness, and economy of expression; overuse of jargon; preoccupation with trivia—and none of these can be found in Douglas’ opinions. Richard A. Posner,
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Howard Ball,
Robert Jerome Glennon,
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Hugo Black,
Antonin Scalia,
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For example, he bragged that his grandfather, Orville, had seen combat in the battle of Vicksburg, when instead he was a deserter. Murphy,
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According to Woodward and Armstrong, his clerks dubbed some of his opinions “‘plane-trip specials’ because they were written after the Friday conference on an airplane, as Douglas traveled to some speaking engagement.”
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Oliver Wendell Holmes, Jr.,
Roscoe Pound,
Karl N. Llewellyn,
Felix Cohen,
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Fred Rodell,
Fred Rodell,
Ball,
Judge Posner believes that judges should be seen as “ordinary people responding rationally to ordinary incentives.” Richard A. Posner,
Michael Herz,
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Letter from Oliver Wendell Holmes, J., to John Wu (July 1, 1929),
The notion that law is separate from morality has been called the separation thesis. A
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Steven A. Ross,
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The effectiveness of elite manipulation of public opinion remains in dispute. For example, Zaller emphasizes how hard it is to accomplish. J
On signaling,
On decoding messages,
A survey of nearly 4000 incumbent state legislators and challengers, for example, reveals that they are generally not well informed as to their constituency's preferences, even on high profile issues.
Achen and Bartels in a widely discussed book argue that group attachments and social identities are key in shaping party identification, which in turn is powerful in determining voting decisions. Policy views tend to be bent to fit these factors. C
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James Bradley Thayer,
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Susan Bandes,
A. Leon Higginbotham, Jr. & William C. Smith,
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E.g., Louisiana
After one of Frankfurter's long, professorial lectures, Douglas remarked, “When I came to conference, I thought the judgment should be affirmed [Frankfurter's position], but Felix just talked me out of it.” (S
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This hyper-individualism also meant that Douglas was not well suited for a profession rooted in a small, tradition bound, collegial institution Even Black, for years his ally in free speech cases, refused to speak to him for an extended period. R
Abrams v. United States 250 U.S. 616, 624 (1919).
A polar opposite was Cardozo, who habitually suppressed his ego because he understood it as an obstacle to influence. His famous opinion in MacPherson v. Buick, 217 N.Y. 382, 111 N.E. 1050 (1916), for example, did not claim to embody major theoretical changes or policy implications, though its ramifications were immense. Also, in the interest of collegiality, he often refrained from producing dissents.
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John Adams, Novanglus (Mar. 6, 1775),
L.A. Powe, Jr.,