Published Online: Nov 13, 2022
Page range: 323 - 354
DOI: https://doi.org/10.2478/bjals-2022-0009
Keywords
© 2022 Thomas Halper, published by Sciendo
This work is licensed under the Creative Commons Attribution-NonCommercial-NoDerivatives 3.0 License.
“It is the very business of government to favor and disfavor points of view on (in modern times, at least) innumerable subjects–which is the main reason we have decided to elect those who run the government, rather than save money by making their posts hereditary.”
“Governments must speak in order to govern.” (1) Governance entails communication, that is, government speech. Government may, in a sense, speak to itself, when officials or agencies communicate with each other. But the government speech that has attracted by far the most interest is when officials or agencies speak to segments of the larger society or subsidize or designate others to do the speaking. Government speech here “provides the facts, ideas, and expertise not available from other sources [and thus is] a necessary and healthy part of the system.” (2) Government speech seeks to influence our conduct (get vaccinated, obey traffic signs) and our thoughts (don’t be racist, love your country), in large ways and small, and it never stops. A strict libertarian might reduce government speech substantially, but even he or she would not abolish it altogether – and, in any event, that position has almost no support. Government, then, speaks for the people and to the people.
The importance of government speech was probably self-evident to the first governments that were established thousands of years ago. In America, its impact has been greatly amplified over the past century and a half, partly as a result of governments taking on innumerable roles and functions and partly as a result of vast improvements in communications technology. Woodrow Wilson pointed to the salience of government speech in 1887, when he observed that the chief purpose of congressional deliberations was the education and enlightenment of the citizenry.
(3) Today, however, when we think of government speech, we most often refer to the executive branch. Jeffrey Tulis, in his classic
The importance of the category, government speech, lies in its exemption from the general rule that the First Amendment mandates government neutrality in its treatment of speech, that is, content neutrality as to subject matter and viewpoint neutrality as to how normatively the subject matter is addressed. There are a few isolated exceptions, like true threats, but otherwise content-based restrictions must meet the tough strict scrutiny test that requires that government justify abridging free speech by pointing to a compelling interest and a narrowly tailored law. The importance of the general rule of government neutrality is evident in the celebrated words of Justice Jackson: “If there is any fixed star in our constitutional constellation, it is that no official, high or petty, can prescribe what shall be orthodox in politics, nationalism, religion, or other matters of opinion.” (7) As Justice Thurgood Marshall phrased it, “above all else, the First Amendment means that government has no power to restrict expression because of its message, its ideas, its subject matter or its content.” (8) The importance of all this is widely taken for granted.
Why the fixation on speech neutrality? The central argument has always been that when the government speaks, its voice is not like that of everybody else, for it “is likely to be the biggest, loudest, best-funded speaker on the block—by far.” (9) Perhaps, “the size of the audience [is] wholly irrelevant to First Amendment issues,” (10) but government possesses a unique capacity to amplify its speech, which carries with it a unique capacity to affect political, social, and economic discourse. Government begins with significant advantages over other speakers: it has an unparalleled capacity to get its messages to the public; it generates enormous amounts of information and has access to an incomparable range of information sources, some of them classified secret; portions of the population may regard its messages as inherently believable; and it may be able to use its monopoly over the use of legitimate force to intimidate, silence, or weaken opponents. In the words of Stephen Gardbaum, “A way of life that the state endorses and promotes, even through symbolic or persuasive means, is an ‘authorized’ way of life. … . individuals may defer to the state's authority, just as we normally wish them to do in the case of general obedience to the law.” (11) On many subjects, not least its own preservation, government is not neutral. Sometimes, as with public schools, it speaks to a captive audience. (12) In all this, it is well to remember that government cannot speak; persons speak in its name, and these persons inevitably have their own interests to protect and advance. “Government” may present an abstract appearance, but its reality will have a personal dimension
However, government does not possess only advantages, for it is also true that unlike private persons, government may be held politically accountable for its speech. Too, a portion of the population regards government as inherently corrupt and hardly believes it at all. Still, the examples of abusive government speech in authoritarian societies—think Goebbels in Nazi Germany—have sensitized us to its extraordinary potential impact. In America, too, the periods of major attacks on political dissent—the sedition controversy under John Adams, the repeated repression of abolitionists prior to the Civil War, the suppression of anti-war speech during World War I, and the Red Scare of the 1940s and ‘50s—saw government speech playing a dominant role. Other high profile incidents, like the 1996 official harassment of a heroic security guard, Richard Jewell, as an Olympic bomber, have added to the public skepticism toward government speech. (13)
To the extent that government reflects the will of elected officials, it is not
The noted polemicist, Stanley Fish, answers that valorizing neutrality
will always and necessarily proceed from the vantage point of some currently unexamined assumptions about the way life is or should be, and it is these assumptions, contestable in fact but at the moment not contested or even acknowledged, that will really be generating the conclusions that are supposedly being generated by the logic of principle. … . Judgment without partiality … is not an option for human beings.
(14)
Neutrality, like other principles, is a rhetorical trick, a con that both justifies and hides the play of self interest. Yet there is a circularity here; of course, the self pursues what it is interested in and prefers. What else could it pursue? The real issue (which Fish dodges) is what the interest is. That I pursue my self interest need not be a bad thing or hostile to the public good, however this is conceived. Moreover, even if,
Are there, then, too many goals? The political theorist, Judith Shklar, concluded that individualism and pluralism had ruled out a consensus on virtues, leaving a consensus only on a single goal: condemning cruelty as the worst vice. Hence, a political skepticism built on fear, in place of America's congenital optimism inferred from its exceptionalism. (19) The First Amendment, however, generally protects even cruel speech. The British philosopher and historian of ideas, Isiah Berlin, believed that value conflicts are “an intrinsic, irremovable element of human life,” and that there is no moral hierarchy or common measure that commands a consensus that would allow us to resolve these conflicts to the satisfaction of all. (20) Accordingly, Berlin recommended not value relativism, which in the end leads to nihilism, but value pluralism, which enforces a kind of live-and-let-live toleration. This approach may most closely resemble the workings of the First Amendment. But in the context of government speech, how to enforce this attitude in the face of officials convinced that their speech will do good? As Charles Fried observed, “The greatest enemy of liberty has always been some version of the good.” (21)
Until fairly recently, government speech received little attention. It had been addressed three-quarters of a century ago in a well publicized report from the Commission on Freedom of the Press
(22) and also treated in a scattering of academic publications,
(23) but the Supreme Court had not considered it in any depth. In
In the development of the notion of government speech, by common consent
(31) a key case is
At issue was whether Dr. Irving Rust, the medical director of a Planned Parenthood clinic receiving Department of Health and Human Services family planning funds, could be prevented by law from discussing abortion with his patients. The speech was Rust's, not the government's, but by funding him, government in effect designated him as its agent. (35) The term “government speech” did not appear in the Court's opinion. (36) The law also required that if the clinic performed abortions, those facilities must be “physically and financially separate” from other facilities. (37)
Rust maintained that the regulation on its face violated the free speech rights of both doctors and patients. They were allowed to discuss continuing the pregnancy till birth but not the option of abortion, even though the Supreme Court had earlier established the woman's right to make that choice as a fundamental right.
(38) A federal district court and the second circuit both found for the government, and the Supreme Court granted
Chief Justice Rehnquist, speaking for a five to four majority, conceded that the “family planning” language of the statute was ambiguous,
(39) but following
Only after these excursions into administrative law did Rehnquist address First Amendment concerns. He made explicit the importance of the canon requiring courts to seek constitutional interpretations of statutes, (44) itself a corollary of the counter-majoritarian nature of judicial review. Following this, his principal point was that there “is a basic difference between direct state interference with a protected activity and state encouragement of an alternative activity consonant with legislative policy.” (45) Government need not be neutral in encouraging activities, but may choose some and reject others. Here, “the government ... has merely chosen to fund one activity to the exclusion of the other.” (46) In rejecting the funding of abortion counseling, it was under no obligation to subsidize the opposing view. To hold otherwise would be to embrace the absurd conclusion that when Congress created a National Endowment for Democracy, it also was “constitutionally required to fund a program [encouraging] communism and fascism.” (47) Doctors were free to counsel abortions, as were medical agencies, but they simply were not entitled to have the government pay for their efforts. That women had a constitutional right to choose to have an abortion did not imply an affirmative duty on the part of government to fund that choice by paying for counseling. Thus, their free speech rights were unimpaired. Mandating government viewpoint neutrality would “render numerous government programs constitutionally suspect.” (48)
There still remained the question as to whether the regulation conditioned the funding on relinquishing the constitutional right to speak. Rejecting this claim, Rehnquist maintained that “the government is not denying a benefit to anyone but is instead simply insisting that public funds be spent for the purposes for which they were authorized.”
(49) Unconstitutional conditions, he added, would “involve situations in which the government has placed a condition on the recipient of the subsidy rather than on a particular program or service, thus effectively prohibiting the recipient from engaging in the protected conduct outside the scope of the federally funded program.”
(50) Here, however, “The employees’ freedom of expression is limited during the time that they actually work for the project; but this limitation is a consequence of their decision to accept employment in a project.”
(51) The government is free to advance its own message that abortion is an inappropriate means of family planning, and it does so by blocking contrary messages. By agreeing to accept federal funds, Rust implicitly agreed to follow this rule. Sometimes, government speech is intended to protect a manipulable audience imperiled by powerful speakers, for example, by mandating warning statements on cigarette packs and providing informational material with prescription drugs. Rehnquist, perhaps dismissing this practice as the acts of a nanny state, did not apply the principle to
As to the regulation's impact on the doctor-patient relationship, Rehnquist thought it was not significant. The program did not offer post-conception medical services, and so patients would not expect that it would discuss abortions. (52) If indigent women suffered as a consequence of the policy, the fault lay with their indigence, not the policy. (53)
In a lengthy and angry dissent, Justice Blackmun had little patience with the majority's reliance on administrative law. In a case where “Congress intends to press the limits of constitutionality,”
(54) he thought
The administrative law arguments seemed to Blackmun a “disingenuous” (56) distraction from the central First Amendment issue: “the extent to which the government may attach an otherwise unconstitutional condition to the receipt of a public benefit.” (57) For “the first time,” he wrote, the Court sanctioned “viewpoint-based suppression of speech simply because the suppression was a condition upon the acceptance of public funds.” (58) The regulations compel the provider “to facilitate access to parental care and social services, including adoption services ... while making it abundantly clear that the project is not permitted to promote abortion by facilitating access to abortion through the referral process.” (59)
The implication, Blackmun thought, was that courts would “tolerate any governmental restriction upon an employee's speech so long as that restriction is limited to the funding workplace.” (60) This clearly amounted to a government effort to suppress what it took to be dangerous speech. But as the statute did not mention discussing abortion, the entire First Amendment issue could have been avoided simply by pointing this out. (61) In support of this, he cited a canon different from Rehnquist's, one that would have the Court “avoid passing unnecessarily upon important constitutional questions.” (62) At the very least, the Court should have insisted that the interest of government in suppression be forced to compete with the interests of the doctor to speak and the patient to listen. The law did not even require doctors to inform patients that their inability to discuss abortion was the government's decision, and one they might not have agreed with.
As in his famous opinion a few years earlier in
Oddly absent from Blackmun's extensive discussion of the rights of women (68) was a realistic challenge to Rehnquist's central point concerning consent: employees and clients who take federal funds have implicitly consented to the applicable conditions. It may well be true that a doctor, who finds the ban on discussing abortion sufficiently onerous, might withdraw his consent and evade the ban by joining a private practice and offering abortion counseling there. But the indigent women who use the agencies’ facilities probably have no such option, as they could not afford to see private physicians. For them, Rehnquist's advice is akin to Anatole France's famous observation: “The law, in its majestic equality, forbids rich and poor alike to sleep under bridges, to beg in the streets, and to steal bread.” (69)
From Blackmun's perspective,
Government, from this perspective, in
Attribution may play a significant role here. If the government's speech is presented as speech from independent experts, in this instance, doctors, it may well appear more believable. Hence, the irony that angered Blackmun: the wording and history of the First Amendment point to its protecting private speech against government action, not protecting government speech;
(73) in
Not with standing these issues,
Justice O’Connor, speaking for the Court, thought that as the NEA was forced to make esthetic judgments, the choice was “inherently content-based” (78) and “absolute neutrality [was] simply inconceivable.” (79) Quality judgments unavoidably entail a good measure of subjectivity. These esthetic judgments that were not challenged on other grounds, moreover, were inherently at least as vague as the decency requirement; if we accept one, we cannot reject the other. Out of about 100,000 awards, she noted, “only a handful ... have generated formal complaints.” (80)As to the “decency and respect” criteria, they helped to define artistic excellence and were not applied separately and on their own. (81) Nor was Finley silenced, for she remained able to produce her art and seek funding elsewhere. (82) In preserving the nation's artistic heritage, Congress may “selectively fund a program to encourage certain activities it believes to be in the public interest, without at the same time funding an alternative program which seeks to deal with the problem in another way.” (83)
In a scathing concurrence, (84) Justice Scalia declared that the statute “unquestionably constitutes viewpoint discrimination [but that] it makes not a bit of difference” (85) because the message is government speech, and thus free from First Amendment neutrality concerns.
Justice Souter, dissenting, drew a distinction between the government as speaker and the government as patron, where it “expends funds to encourage a diversity of views from private speakers.” (86) The NEA falls within the second category and is bound by the First Amendment.
Departing from
Perhaps favoring Legal Service's lawyers over
Justice Scalia, dissenting, labeled the law subsidized speech, which, like government speech which it closely resembled, granted government freedom from First Amendment restraints.
(93) It seemed to him “embarrassingly simple”
(94) that
The ruling was unanimous, though it also produced no fewer than three concurring opinions. Justice Alito, speaking for a majority, thought the case pivoted on whether government had a history of using park monuments as a means of communication and whether government had direct control over the message conveyed. (96) He concluded that the facts indicated that these criteria were met; a “monument is, by definition, a structure that is designed as a means of expression,” and the city granted approval, owned the monuments, and arranged for their upkeep. (97) Thus, the city's denial constituted government speech and need not be viewpoint neutral. However, Alito held that formally determining the message would be a “pointless exercise that the Constitution does not mandate,” (98) perhaps because if it were promoting religion, it might have activated church-state constitutional prohibitions. The refusal of the monument was an instance of government speech, though strangely the Court was unwilling to say what was said.
As the park is limited in space, the city cannot approve every proposed monument; there simply would not be enough room to accommodate them all. But imagine that the park exists only in cyberspace on the city's website, where space scarcity issues would disappear. The city might still retain discretionary approval powers—it would presumably refuse monuments to Ted Bundy or the ebola virus—but it would necessarily have only a qualitative rationale. Does government even need a quantitative rationale?
Justice Breyer, concurring, asked “whether a government action burdens speech disproportionately in light of the action's tendency to further a legitimate government objective.” (99) He thought it did not.
Justice Souter, also concurring, urged that the determinative question was “whether a reasonable and fully informed observer would understand the expression to be government speech.” (100) He evidently believed that this artificial construct might provide a workable solution to this problem.
In
The Court speaking through Justice Breyer for a five to four majority determined the plates to be government speech; plates “long have communicated messages from the states;”
(105) the messages on the plates “are often closely identified in the public mind with” the state;
(106) the board had direct control of the licensing system; and the state maintains “direct control over the messages conveyed on the specialty plates.”
(107) It made no difference whether the idea for a specialty plate came from a private source. The final approval decision came from government. The law allowed the board to deny requests that were vulgar or obscene, and it could deny offensive plates, too. In this, Breyer echoed the government's attorney at oral argument in
Justice Alito, dissenting, did not quarrel with the majority's version of government speech, but denied that it applied in this case. The message came from the Sons, he insisted, and denying it constituted viewpoint discrimination. He disagreed that the message on the plates would likely be attributed to the state. When Texas issues a “Rather Be Golfing” plate, it is not indicating that golfing is an official state policy or that Texas prefers golf to tennis.
(109) He thought the plates contained some government speech (the name of the state and the identifying letters and numbers) and some private speech (the specialty message), and this differentiates it from
Which raises the question as to whether Souter's reasonable observer would view the license plate as government or private speech? If the driver attached the Confederate flag to the trunk of his car, a reasonable observer would understand the message as private speech. But if the message were on a license plate, would this imply government approval and thus constitute government speech? After all, the very existence of specialty plates was due entirely to a series of government decisions.
But Alito's driver might insist that the message was entirely his, and that the whole reason government created specialty plates was to facilitate the expression of private messages. Accordingly, the driver might well reject claims for neutrality with the jibe: If the plate bothers you, look somewhere else.
However, if the speech were considered entirely private, would the speaker necessarily avoid the neutrality requirement? Suppose the driver displaying the Confederate flag plate was in charge of overseeing a diversity program for a government agency, and his supervisor decided on that account to punish him. A court would ask whether the Confederate flag plate was actually likely to interfere with government operations, and it would insist that the driver was not being singled out in retaliation for the content of the message. If his supervisor concluded that the plate would lead his colleagues and clients to question his commitment, impeding his performance and justifying some disciplinary action, would the court agree? (110)
If the speech is a mixture of private and governmental, which should prevail? If the mixture is treated as private speech, the government's role will be obscured; if treated as government speech, the private speaker's role will be obscured. In either case, the audience will face barriers in apprehending the source of the message. (111) The Supreme Court has taken the position that mixed is not an option, in other words, that a choice must be made, either favoring government (112) or private speech. (113) Erring on the side of freedom and accountability suggests preferring private speech categorization, but this will not fit every case. Even to speak of these considerations is to raise the troubling issue of content discrimination. Yet it may be hard to avoid.
Which raises the matter of the message itself. While Alito noted that a given plate might well contain both government and private messages, the Court did not consider the possibility that different specialty plates might have different statuses. Perhaps, some plates, like New York's Yankee logo, would qualify as mostly private speech, on the theory that the state does not prefer baseball teams; others, like Louisiana's Choose Life featuring the state bird holding a baby, might qualify as mostly government speech, on the theory that it appears to be government endorsement of opposition to prevailing abortion policy.
The Supreme Court ruled unanimously in favor of Shurtleff, though the result was splintered with three concurring opinions. Speaking for the Court, Justice Breyer in one of his last opinions before retiring,
(114) stated the central issue: did Boston [reserve] the pole to fly flags that communicate governmental messages, or instead [open] the flagpole for citizens to express their own views”? Following
In
We could no more imagine government without government speech than breathing without air. At the same time, government speech is also inextricably tied to government power, and for this reason lends itself to a wide range of abuses, perhaps nowhere as clearly as when that speech takes the form of propaganda. (117)
Historically, “propaganda” derives from the Latin
Yet a moment's reflection reveals the inadequacy of this definition. Must propaganda be said by government? What if government speaks through private actors, as in
The importance of government propaganda today is vastly greater than it was in 1791, when the First Amendment was adopted, mainly because the role of government in society has increased enormously and now touches nearly every aspect of life. The expanded role of government has naturally vastly expanded its role as a marketer of ideas and policies. (126) There is still, however, a potent tradition that views public opinion, autonomous and active, as a key factor rendering government policies legitimate. (127) Americans still recoil from what Walter Lippmann a century ago called the “manufacture of consent.” (128) But where a later writer condemned government creation of a “falsified majority,” (129) Lippmann, ever the realist, acknowledged both that the public needs experts to explain the world to them and that the experts will often be corrupted by self-interest. How, then, can government remain neutral? Even if government merely gathers and publishes data, it will have to decide on questions and criteria. If it decides to acquire information on race, for example, it must first address contentious questions. Is a black person a person with at least “one drop” of black blood? Is “Asian” a viable category, considering the immense variety it covers? More fundamentally, it is certainly plain that government does not passively respond to an agenda conceived elsewhere, but instead seeks out issues it believes merit attention or contribute to its support. The point is to get the public, or at least the significant portion of the public, to see the issue as the government does. (130)
This involves not merely identifying an issue, but shaping its contours, for how questions are framed will heavily influence the answers proposed. Policymakers, for instance, may agree that energy is an important issue that government should address, but some may speak of it in terms of jobs and prosperity and others in terms of climate change and impending catastrophe; each side will try to define the various positions to its advantage. If government chooses to address energy (an issue it can hardly avoid), it will have to decide how to frame the issue (or, perhaps, to adopt multiple framings). Thus, as a practical matter, government will feel compelled to act as a marketer of ideas and policies, and this government speech will invariably be seen by its opponents as propaganda. (131) As A.V. Dicey observed in 1905: “Laws foster or create law-making opinion. This assertion may sound, to one who has learned that laws are the outcome of public opinion, like a paradox; when properly understood it is nothing but an undeniable though sometimes neglected truth outside the pale.” (132) This interaction between government and public policy, present even in Dicey's era preceding modern communications technology, is far more salient over a century later. Its supporters call it leadership, which is almost universally regarded as a virtue necessary for effective government.
Our natural reaction as consumers of government speech is to demand that government tell us the truth. To be lied to, we feel, is to be cheated and insulted. Machiavelli, however, cautions us that “Any man who tries to be good all the time is bound to come to ruin among those who are not good. Hence, a prince who wants to keep his authority must learn how not to be good.” (133) Private virtues, that is, may not transfer to the public arena; indeed, the two sets of virtues will always be to some significant degree irreconcilable. The leader no longer merely looks out for himself and his family; his obligation now extends to the entire society, and in protecting and advancing its interests, Machiavelli teaches that the leader may have to resort to deception or force, choices that he might find repugnant on a personal level. He must choose evil in order to avoid a greater evil, and he must do this not merely in isolated times of extraordinary emergencies, but regularly on a day by day basis. “Truthfulness,” as Hannah Arendt observed, “has never been counted among the political virtues.” (134) The resulting government speech will sacrifice some veracity.
Nearly 2000 years before, Aeschylus observed that in war, truth is the first casualty. Sometimes, government will be convinced that an urgent response to some challenge will be required before public opinion can form; (135) often, the public is apathetic and ignorant; (136) occasionally public opinion will favor an unworkable or clearly immoral path. These options may each give rise to official deception, which we may justify, as necessary to sustain public support for a desirable policy, or reject, as merely serving to protect officials’ reputation or position.
We don’t like manufacturing consent and bitterly resent the idea that government is entitled to manipulate us, via the government speech doctrine. Yet if it produces results we like, the manipulation may not bother us greatly. We object to the means. But if we approve of the ends, would our objections melt away? Would we rule out government sponsored anti-smoking television commercials that utilize dying, disfigured smokers—even if this manipulative emotional approach is more efficacious than a presentation of graphs and tables? In the end, is the distinction between, say, education and propaganda simply a matter of whether one supports or opposes the speech? “So long as government neither monopolizes, coerces, or ventriloquizes,” wrote Abner Greene, “its voice will be one of many, it will be one of persuasion not coercion, and the speech will clearly be in the government's voice.” (137) But as government will always wish to prevail—why else try to persuade?—it will always be tempted to monopolize, coerce, or ventriloquize. In other words, if government seriously limits itself, there will be no problem, which hardly reassures us that there will be no problem.
Even if the goal is benign, the principle that government can intimidate, cajole, or surreptitiously pay off private parties to influence the public can only be disturbing. Good intentions—and they emphatically are not always good—do not rinse the paternalistic, antidemocratic stain from the practice. The government speech doctrine enables this practice, yet leaves us with a puzzle: government speech's potential power derives from its exemption from the neutrality principle; however, any court-imposed rule on government propaganda speech would necessarily be viewpoint based, and thus violate the same principle. How to formulate a rule distinguishing the acceptable from the unacceptable?
Which raises the matter of transparency, for “the identity of the speaker is an important component of many attempts to persuade.” (138) As one of the foremost students of government speech put it, “the government should pay for its ability to invoke the government speech defense by transparently taking political responsibility for its expressive choices.” (139) How is the public to hold government accountable for its speech if it is unaware that government is speaking? This is not a new problem, as in nineteenth century America, “newspapers conducted many if not most of the opinion-shaping activities we now call campaigning.” (140) Today, it is widely believed that attribution has become more difficult, as social media have greatly facilitated anonymous and pseudonymous messaging, offering countless opportunities to hide. If the public understands that government is the source of the information, presumably it may grasp the conflict of interest and approach the message with some skepticism. When President Trump tells us that covid-19 is nothing to worry about (141) or President Nixon's press secretary dismisses the Watergate break-in as a “third-rate burglary” (142) or President Clinton denies having sex with Monica Lewinsky (143) or President Kennedy rails against a “missile gap,” (144) we at least retain the power to match their claims with the source of the message.
But suppose the role of the government in the messaging is hidden, so that the level of deception is taken to another level? (145) During both world wars, the government utilized mass media to raise morale and support the war effort, sacrificing truth whenever it seemed advisable. In World War I, George Creel's Committee on Public Information distributed thousands of articles to newspapers and magazines that published them, either to avoid trouble with the government or from a patriotic impulse. (146) In World War II, the Office of War Information's Bureau of Motion Pictures reviewed two-thirds of the 2,500 movies released from 1942–1945, altering nearly three-quarters of them; the head of OWI preferred working with movies because the people “do not realize they’re being propagandized.” (147) At the same time, the government, appealing to the patriotism of reporters, withheld important information throughout the war. (148) In these wars, then, government deceived us in pursuit of a goal, victory, we nearly all shared. Balancing means and ends, doubtlessly few of us would complain. In still more obvious circumstances, we understand that the government may deceive us because it cannot tell us the truth without sharing it with the enemy. Who would quarrel with President Roosevelt's decision to keep the upcoming D-Day invasion secret? Candor is not always our top priority. Sometimes we demand neutrality, and sometimes we don’t.
Some situations, however, are not so clear cut. During the Cold War, the Defense Department's Motion Pictures Production Branch reviewed movie and television scripts to determine if they would be “in the interest of the Department of Defense or otherwise in the national interest,”
(149) and thus justify military cooperation in the form of advice, equipment or personnel.
(150) A result was a proliferation of movies that glorified the military, including
Nor is this practice of co-opting private speech confined only to wartime. In domestic policy, to take another widely reported example, in the interest of fighting drug abuse, the government reviewed scripts of over 100 episodes of several popular television programs to ensure that they carried appropriate messages; in return, networks were freed from broadcasting a portion of their required public service announcements. (151) Instead of assuming an obligation of transparency, the government thought it sufficient to leave disclosure to the television executives, knowing that they had no reason to come forward with revelations. Hundreds of local televisions stations also broadcast news segments produced and distributed by the federal government on a wide range of topics without any acknowledgement of government's role. (152) A broadcast commentator was also paid $240,000 by the Department of Education to support the administration's policies. (153)
Courts have repeatedly held that, however valuable transparency may be to democracy, it is not a constitutional requirement. (154) In support of this, Greene observed that “citizens will often know speech is dictated by the government even if no disclosure is made,” adding that the question is “more a concern of political theory than of constitutional law.” (155) However, that some citizens will know that government is speaking hardly argues against giving everyone the opportunity to know, particularly, as this can be easily achieved by simply identifying the government authorship or influence. Is the subject more a concern of political theory than constitutional law? It is hard to know exactly what this means, how it could be demonstrated, or what its relevance is.
There is an
It is as obvious as water in a thunderstorm that the typical reason for government anonymity is to evade accountability. Transparency does not guarantee rigorous or even minimal accountability, but its absence greatly complicates achieving it. Furthermore, a lack of transparency not only is said to impede accountability. Also, the inevitable revelations gnaw away at the public's trust in government, generally, and the administration in power, specifically. It confirms the cynic's worst fears and leaves its supporters looking gullible, complacent, or stupid. Conspiratorial thinking is far from a recent development, (156) even if the audience for so-called fake news websites is far smaller than popular accounts would indicate. (157) All this is said to be magnified by the “post-truth” tenor of the times.
The government may be “entitled to say what it wishes,” (158) but is it entitled to hide its authorship? The answer must be “it depends,” for transparency, like nearly everything else, is decidedly a mixed blessing. An emphasis on accountability, for instance, may contribute to a dysfunctional “culture of suspicion.” (159) The Brandeis cliché that “sunlight is said to be the best of disinfectants” (160) takes no account of the practicalities of negotiation and compromise, which may be made impossible by transparency. (161) Moreover, as Michael Gilbert has pointed out, transparency makes public information that may be used for corrupt purposes. (162) Transparency, a means and not an end in itself, can only be evaluated in specific contexts. (163)
How, then, to counter potential abuse? The answer, the Court advances, is “accountability to the electorate and the political process for its advocacy.” (164) As Justice Kennedy explained, “When the government speaks, for instance, to promote its own policies or to advance a particular idea, it is, in the end, accountable to the electorate and the political process for its advocacy. If the citizenry objects, newly elected officials later could espouse some different or contrary position.” (165) And again, “it is the democratic electoral process that first and foremost provides a check on government speech.” (166)
At the outset, a logical problem emerges like a punch in the face. If accountability depends on information made available to the public and government speech effectively controls that information, how can the public hold government accountable? When government is most abusive—that is, most effective at controlling information— t is also most impervious to accountability.
More broadly, much of the rhetoric on accountability is built on fanciful presumptions. (167) Is the public sufficiently interested in the subject to read, analyze, and remember what the government said? Is the subject sufficiently important to the public for it to form opinions on this government speech and support or oppose government on that account? (168) As consumers, our choices likely have direct and immediate effects on our lives; we buy chocolate ice cream because we love how it tastes. But political choices usually are so remote that we typically do not bother to assume that they have any practical effect. We may conclude that a candidate is on our side, but even if we are correct in this (which is necessarily problematical in a context of wholesale dissembling), we will almost certainly be incapable of adequately evaluating his policy proposals? Will trade protectionism help us? Reducing immigration? Taxing capital gains at a higher or lower level? As politicians obsessively seek to claim credit and avoid blame and so much in politics takes place behind closed doors, it is commonly hard to know to what extent they are even responsible for the policy. In such a context, as Anthony Downs observed, for most people most of the time, the rewards of becoming politically informed do not exceed the costs, in time, effort, rejected alternative activities, and so forth. (169) Given this widespread rational ignorance, most of the public will not enforce accountability in the idealized fashion: they might never have heard of the issue to which accountability applies, they may have misunderstood the subject, they may have failed to act on their understanding of the subject. The voter may react simply on the basis of “whatever makes him feel best. When a person puts on his voting hat, he does not have to give up practical efficacy in exchange for self-image, because he has no practical efficacy to give up in the first place.” (170) Most people, in any case, will not usually approach issues with a truly open mind.
The influence of government is also undercut by the two-step flow phenomenon. (171) Many of us belong to small groups, in which public affairs is not very important; as we care little, we may rely on a member of the group who cares more to act as an intermediary, passing on information and opinions from outside sources and altering them in the process because he is also subject to selective perception, confirmation bias, and other inherent distorting filters. What we learn from the opinion leader may be quite different from what the government or the media intended to convey. (172) All of this is to say that the Court's implicit assumption that voters reach decisions on the basis of a specific government speech is, except in the most extreme possible examples, preposterous.
Accountability is also weakened and made much less coherent by the whole package principle. When we vote on a candidate, we do not have the option of approving his position on one issue and disapproving his position on another. We must accept or reject the whole package. I may approve his position on the abortion gag rule, the NEA grant criteria, the Legal Services prohibition, the park monuments policy, the license plate standards, and the flag pole decision, yet vote against the official for other reasons that I find more salient. Retrospective voting, in any event, is likely tainted by ignorance. (173)
The Court's assumption that the public's appetite for information is dictated by truth seeking is also hard to sustain. People look for information sources that share their beliefs, (174) they believe these sources to be more credible and less biased, (175) their partisan identification likely slants their evaluation of political information, (176) and they share the information they acquire with people who share their beliefs. (177) People may imagine that they are searching for truth, but they may merely be searching for confirmation. Academics and others influenced by fashionable postmodernism, furthermore, are uncomfortable with the notion of objective truth, holding instead that “all judgments are contingent cultural products.” (178) Thus, “there can be no such thing as knowledge of reality; what we think is knowledge is always belief and can apply only to the context within which it is asserted.” (179)
Likely, a plethora of factors—childhood socialization, socioeconomic status, partisan affiliation, and many more—predetermine our political positions. Most of us do not gather evidence and then make up our minds; we make up our minds and then gather evidence. Thus, when President Trump said that he “could stand in the middle of Fifth Avenue and shoot somebody and I wouldn’t lose any voters,” (180) he was basically correct, in that most of his supporters would subconsciously find a way to reduce the dissonance and continue their positive evaluation of him and his message. (181)
The major misinformation problem, in a word, remains demand, not supply. We demand information congenial to our pre-existing beliefs, and ignore the vast supply of uncongenial information. That accurate information is clearly more readily available today than ever before has not banished the problem, which like a drunk at a wedding, simply will not go away. Nor is it a recent phenomenon. There is no shortage of blatant and consequential examples of misinformation in years past, for example, the white South's antebellum belief in the happy slave and many Germans’ belief that World War I was lost on account of a “stab in the back.” Even becoming well informed does not guarantee sound opinions; research on the 2016 presidential election revealed that “visits to fake news websites are highest among people who consume the most hard news.” (182) Nor do well informed people necessarily resolve their differences or agree; differences typically turn on values and preferences, which are not susceptible to confirmation or disconfirmation.
This is not to argue that accountability is a mirage. On high profile, large issues—war/peace, inflation/depression—it may engage large numbers of the public, and on small targeted issues—threats to a particular industry, taxes directed at a particular group –it may engage small but perhaps decisive numbers of the public. Government speech may here take on central importance. It is widely believed, for example, that government speech during the covid pandemic in favor of closing schools and having children wear masks was sufficiently potent to affect election results. (183) Still, accountability has a hit-or-miss quality about it, and doubtless the vast bulk of government speech will provoke no reaction that can be translated into accountability. Transparency, widely considered “the sine qua non of good governance” (184) and cloaked with a “quasi-religious significance,” (185) cannot by itself solve the problem.
Another practical problem bedeviling accountability is the principle of separation of powers. When the executive and legislative branches engage in government speech, they invariably regard judicial interference as intrusions into areas the Constitution has designated as their province. Courts, as the least dangerous branch wielding counter-majoritarian judicial review, may be loathe to enforce constitutional accountability.
Some government speech would appear controversial only to the lunatic fringe, for example, informational speech in the form of a School Crossing sign intended to safeguard children or details on when and where a civil service examination would be given. But even informational government speech may be controversial. Consider the Miranda warning given to criminal suspects, bathroom instructions for transgender persons, or pleas to get vaccinated during a pandemic. An ostensibly informational message may also have a subtext that presents policies or officials in a favorable or unfavorable light, (186) for example, the Warren Commission Report, (187) and some informational speech, like a political press conference, has an obviously mixed governmental and partisan rationale. (188) All this suggests that government speech, like government streets, is beset by potholes that may undo the unwary.
How, then, do we regard government speech? Jud Campbell maintains that the Court did not embrace neutrality until the late 1960s and early 1970s, when it displaced the focus on toleration. (189) Paul Stephan dates the change in the 1930s, (190) Genevieve Lakier counters that neutrality “has been a feature of free-speech law ... since the eighteenth century.” (191) Whenever the origin, there is no question that the First Amendment has taught us that, in general, (192) “government has no power to restrict expression because of its message, its ideas, its subject matter or its content.” (193) We take its obligation of neutrality for granted. But we also take for granted that government will inform and educate us on a wide range of topics, and understand that this responsibility is incompatible with neutrality. Hence the conclusion of one careful observer, “It is plausible to view the development of the government speech doctrine in large part as an effort to relieve the government of the suffocating demands of the prohibition on viewpoint discrimination.” (194) “When government speaks,” as the Court put it, “it is not barred by the Free Speech Clause from determining the content of what it says.” (195) How to distinguish speech from government that requires neutrality from speech from government that does not?
Academics, it must be conceded, have not been very helpful. Elena Kagan, writing before she joined the Supreme Court, focused on the element of controversy, presumably having in mind a practical solution. In considering whether a government's no-smoking campaign would be bound by the neutrality requirement, she offered three criteria: does the topic offer “the hope of right and wrong answers ... subject to verification and proof;” has “society ... reached a shared consensus on the issue;” and does “one side of the debate ... do great harm.” (196) The most obvious problem is accepting the power of consensus. As Mill famously wrote, “If all mankind minus one were of one opinion, and only one person were of the contrary opinion, mankind would be no more justified in silencing that one person, than he, if he had the power, would be justified in silencing mankind.” (197) Kagan's is the path to conformity and timidity, not liberty and curiosity; too many consensuses have vanished for us to suppose them to be infallible. Even on its own terms, the proposal makes little sense. Consider her topic, smoking. Stopping smoking may be a question of weighing risks and rewards, but it is not a matter of right and wrong; nearly sixty years after the Surgeon General's famous report, (198) the claim of consensus is still challenged by tens of millions of smokers; and the question of harm arguably requires individual answers. Kagan found a consensus in 1992; fifty years earlier, the consensus favored smoking. If government, seeking to combat the harmful effects, had initiated a stop smoking campaign in 1942, would it have had to submit to the neutrality requirement, perhaps featuring Chesterfield's claim that it was the brand that doctors smoke?
Thomas Emerson, in his magisterial
Helen Norton, having devoted an entire book to government speech, devised some useful criteria. (200) Her three questions, however, are actually six questions, and most of the questions themselves are subdivided further. The result is a scheme that, however sensible if considered bit by bit, is simply too complicated to be usefully applied.
What, then, exactly are the contours of government speech? How do we know when it is government that is speaking, given the myriad problems of attribution, which, in any case, is “easily manipulated”?
(201) Under what conditions does it extend to others acting as proxies of the government, even unwilling proxies? Has burgeoning privatization meant that firms performing public functions, like running schools or prisons, should have their speech characterized as government speech? If government speech reflects a consensus, what voice is left for those who dissent? If the consensus dissipates, will the government speech label dissipate with it? Does the Constitution that famously protects our right to speak against government interference also protect the government's right to silence us? Government silencing of private speech is not
The Court's answers, sad to say, have not been very helpful, hence their routine description as “unprincipled,”
(202) “nefarious,”
(203) or “intellectually undeveloped.”
(204) Perhaps, one reason for this failing is the set of cases the Court has used to construct the doctrine. Except in peripheral ways, none of these cases addresses the core problem: How to distinguish between government's power to inform, educate, and persuade and its power to manipulate? How to prevent government speech from abridging private speech? Apart from
Surveying the Court's efforts is not very uplifting. Rehnquist in
Perhaps, the most ambitious Justice was Souter, who did not speak for the Court in any of these principal decisions. In
The other distinction Souter drew was in
Of course, applying the observer construct would not always be easy. Would a reasonable observer understand the constraints imposed on Dr. Rust? The Court could not agree. Even in
What is so troubling about government speech is that its purpose and effect is to empower government, already the most powerful set of institutions in the nation, “in the sense that [government speech] is used to fend off other First Amendment claims by private speakers and government employees.” (209) By freeing government from the usual obligation of viewpoint neutrality, government speech imperils the traditional marketplace of ideas because government is so much stronger than all the other participants. If the bedrock rationale of the First Amendment is, in Justice Brennan's famous words, “a profound national commitment to the principle that debate on public issues should be uninhibited, robust, and wide-open,” (210) government speech would seem sometimes to protect and elevate speech whose chief impact is profoundly hostile to the freedom of speech. Of course, sometimes government speech that silences private speech is a phenomenon we take for granted, as with a Marine drill instructor and his cadets. But government speech, amoeboid in its boundaries, is not confined to these unexceptional cases. Why endorse government speech that includes government's power to prevent private persons from speaking?
What this suggests is that both academics and courts may well have sailed off in the wrong direction. The real issue is not, as they imagine, how to distinguish government speech from non-government speech. Rather, it is, how to distinguish government speech that abridges free speech from that which does not. This second question may appear merely a rewording of the first. But its import lies in its focus on the consequences of the speech, not the nature of the speaker. Put differently, the choice is between government political speech, on which there are nearly always major differences of opinion, and government nonpolitical speech, on which there is typically consensus. It is, after all, the political consequences that justify our interest in the topic, not the point of origin.
The basic problem remains. If courts treat government speech as covered by the First Amendment, the practical utility of government speech disappears. But if courts deny that government speech is covered by the First Amendment, government speech may overwhelm or silence private speech and much of the practical utility of the First Amendment may disappear. Government speech may stimulate private speech, enhance tolerance, promote health, security, and prosperity. Or it may not.
H
T
W
J
W. Va. State Bd. Educ. v. Barnette, 319 U.S. 624, 642 (1943).
Police Dep’t v. Mosely, 408 U.S. 92, 95 (1972).
Steven D. Smith,
United States v. Auto Workers, 352 U.S. 567, 595 (1957) (Douglas, J., dissenting).
Stephen Gardbaum,
In
The episode was made the subject of a 2019 movie.
S
Vincent Blasi,
J
E
A
J
I
C
Z
Speiser v. Randall, 357 U.S. 513 (1958).
412 U.S. 94, 139.
Keller v. State Bar of California, 496 U.S. 1 (1990).
42 U.S.C. § 300 a-6.
53 F
This was the interpretation made in subsequent cases, e.g.,
Justice Scalia thought it was not a government speech case, as it would be “hard to imagine what subsidized speech would not be government speech.”
C.F.R. § 59.9.
Roe v. Wade, 410 U.S. 113 (1973). The Court has since famously revisited this case in
Rust v. Sullivan, 500 U.S. 173, 184 (1991).
Chevron v. Natural Resources Defense Council, 467 U.S. 837, 842–43 (1984).
Public Health Service Act, title X, § 1008.
N
Leslie Gielow Jacobs concluded, however, that “publicly visible regulations [meant] that the government in
L
Le Lys Rouge ch. 7 (1894).
Johnson v. Zerbst, 304 U.S. 458, 464–66 (1938).
Randall P. Bezanson,
Steven Shiffrin has made a similar argument concerning California referenda. The ballot contains only the government's view of the proposition. Other views may be available elsewhere, but voters may well encounter the issue only in the voting booth. To the extent that this is the case, the government will effectively monopolize the issue. Steven Shiffrin,
David Fagundes argues that the First Amendment does protect government speech. David Fagundes,
Caroline Mala Corbin,
M
National Endowment for the Arts v. Finley, 524 U.S. 569 (1998).
20 U.S.C. sec. 954(d)(1).
Legal Services Corp. v. Velazquez, 531 U.S. 533 (2001).
110 Stat. 1321, sec. 504(a)(16).
Steven H. Goldberg argued that
Pleasant Grove City v. Summum, 555 U.S. 460 (2009).
Walker v. Texas Division, Sons of Confederate Veterans, 576 U.S. 200 (2015).
Wooley v. Maynard, 430 U.S. 705, 717 (1977) (Burger, C.J.).
Transcript of Oral Argument at 32, Pleasant Grove City v. Summum, 555 U.S. 460 (2009).
The opinion had a characteristically impish quality, with asides on the ugly architecture of city hall and the Boston Red Sox.
In concurring opinions, Justices Gorsuch, Alito, and Kavanaugh expressed their displeasure with a major establishment precedent that requires that a “principal or primary effect” of a government policy can be one that neither “advances nor inhibits religion.”
Sanford Levinson, quoted in Jeff Neal,
The issue is not peculiarly American. For example, the Conservative British government mailed anti-Brexit leaflets to every home, provoking an outcry from the opposition.
W
United States v. Alvarez, 567 U.S. 709, 723 (2012). Notwithstanding this ruling, the Biden administration created the Disinformation Governance Board within the Department of Homeland Security; following a public outcry the board was abolished. U.S. Dep’t. Homeland Security, press release,
Jacobellis v. Ohio, 378 U.S. 184, 197 (1964).
Steven Smith suggests that the controversy over government speech reflects “the collapse of any working consensus about the proper domain and functions of government.” Smith,
The free market economist, Friedrich Hayek, doubtless spoke for these critics, when he condemned the circular absurdity of government persuading the public to accept ever bigger government. F
W
M
L
Hanna Pitkin tries to distinguish manipulation, which seeks to undermine public opinion, from leadership, which “succeeds only so long as [the people] are willing to follow,” but it is hard to see how this could be applied to the real world. If the leader successfully manipulates the people, they will willingly follow him. H
A
N
Hannah Arendt,
T
Andrew F. Hayes et al.,
Abner S. Greene,
Ladue v. Gilleo, 512 U.S. 43, 56 (1994).
N
J
Gina Kolata & Roni Caryn Robin,
Ronald Ziegler, qtd. in
January 26, 1998: R
C
Abner Greene has called this practice, when government surreptitiously uses others to speak for it, ventriloquism. Greene,
G
Elmer Davis qtd. in C
Richard W. Steele,
D
L
Don Van Natta, Jr.,
David Barstow & Robin Stein,
Mark Silva,
McBurney v. Young, 569 U.S. 221, 233–34 (2013); Houchins v. KQED, Inc., 438 U.S. 1, 14 (1978). In NAACP v. Alabama, the Supreme Court rejected the state's demand for the organization's membership list as a potential intrusion into the members’ freedom of speech and assembly. Past disclosures of NAACP membership had made possible “economic reprisal, loss of employment, threat of physical coercion, and other manifestations of public hostility.” NAACP v. Alabama, 357 U.S. 449, 462 (1958). But where the NAACP membership was vulnerable, government as the most powerful actor on the scene is largely immune from the organization's travails.
Greene,
Richard Hofstadter,
Andrew Guess et al.,
Rothenberger v. Univ. of Va., 515 U.S. 819, 833 (1995).
O
Louis D. Brandeis,
A study of legislative negotiations found that “sunshine” laws had contributed to gridlock. Cathie Jo Martin,
Michael D. Gilbert,
David Pozen,
Bd. of Regents of the Univ. of Wis. System v. Southworth, 529 U.S. 217, 235 (2000).
The conventional view thus resembles the idealized mode of opinion change advanced by certain fashionable theorists of deliberative democracy, in which open minded people at the periphery of civil society seeking the common good come together in pursuit of rational solutions to social problems, in the process gradually influencing the administrative state to adopt their ideas.
A 2017 report by the Program for the International Assessment of Adult Competencies (PIAAC) found that 19% of U.S. adults could only read brief texts, enter personal information on forms, and employ a basic vocabulary. PIAAC 2017 U.S. R
A
B
E
Whether the social media have produced a one-step flow is unclear. A Korean study found the two-step flow still valid in online public forums. Sujin Choi,
C
Sylvia Knobloch-Westerwick & Jingbo Meng,
Dimitri Kelly,
Toby Bolsen et al.,
Ro’ee Levy,
Eric Blumenson,
Peter C. Schanck,
Qtd. in Colin Dwyer,
Andrew M. Guess et al.,
Gregory Michener,
Christopher Hood,
J
Presidential Commission on the Assassination of President Kennedy, Report (1964).
Shiffrin,
Paul B. Stephan III,
Genevieve Lakier,
Although “[c]ontent-based regulations are presumptively invalid . . . our society . . . has permitted restrictions upon the content of speech in a few limited areas.”
Smith,
Elena Kagan,
J
A
E
N
Richard C. Schragger,
Donald W. Park,
Kelly Sarabyn,
Mark Strasser,
Ardia,
O
In a libel case decided over a century ago in England, barristers began referring to the reasonable person as the man on the Clapham omnibus.
Feiner v. New York, 340 U.S. 315 (1951).
Steven G. Gey,